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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
1
Raymond James & Associates
Florida
$6.11M -$42.1K -3,094 -0.7%
Morgan Stanley
2
Morgan Stanley
New York
$4.3M +$412K +30,321 +11%
Cohen & Steers
3
Cohen & Steers
New York
$4.1M -$143K -10,500 -3%
GC
4
Guggenheim Capital
Illinois
$3.47M +$163K +11,982 +5%
SFS
5
Shaker Financial Services
Virginia
$3.36M +$2.95M +216,690 +1,238%
AAM
6
Advisors Asset Management
Colorado
$2.72M -$295K -21,676 -10%
Invesco
7
Invesco
Georgia
$2.43M -$186K -13,698 -7%
CIA
8
Capital Investment Advisors
Georgia
$2.02M +$250K +18,350 +15%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.97M +$139K +10,241 +8%
LPL Financial
10
LPL Financial
California
$1.59M +$80K +5,886 +5%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.52M -$1.76M -129,549 -54%
Wells Fargo
12
Wells Fargo
California
$1.51M -$103K -7,602 -7%
Thrivent Financial for Lutherans
13
Thrivent Financial for Lutherans
Minnesota
$1.15M -$247K -18,186 -18%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.1M -$3.6K -265 -0.3%
SWM
15
Spire Wealth Management
Virginia
$1.09M -$68.7K -5,055 -6%
UBS Group
16
UBS Group
Switzerland
$883K -$20.9K -1,539 -2%
SPIA
17
Steward Partners Investment Advisory
New York
$829K +$111K +8,133 +16%
IAIM
18
International Assets Investment Management
Florida
$561K +$89.9K +6,609 +20%
Ameriprise
19
Ameriprise
Minnesota
$466K +$150K +11,023 +50%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$415K +$20.1K +1,475 +5%
Bank of America
21
Bank of America
North Carolina
$388K -$9.14K -672 -2%
RJT
22
Raymond James Trust
Florida
$328K -$54.4K -4,000 -15%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$309K – – –
CWA
24
Continuum Wealth Advisors
New York
$275K +$266K +19,545 New
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$269K +$260K +19,138 New
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