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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$7.18M -$1.41M -86,114 -17%
RJA
2
Raymond James & Associates
Florida
$5.72M -$88.2K -5,395 -2%
GC
3
Guggenheim Capital
Illinois
$4.76M -$376K -23,024 -8%
Invesco
4
Invesco
Georgia
$3.46M +$151K +9,211 +5%
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$3.17M +$2.95M +180,520 New
Cohen & Steers
6
Cohen & Steers
New York
$2.88M +$331K +20,263 +14%
Wells Fargo
7
Wells Fargo
California
$2.59M -$380K -23,232 -14%
Morgan Stanley
8
Morgan Stanley
New York
$2.28M +$178K +10,902 +9%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.08M -$111K -6,765 -5%
LPL Financial
10
LPL Financial
California
$1.88M +$18.3K +1,121 +1%
CCP
11
Clough Capital Partners
Massachusetts
$1.78M +$1.66M +101,601 New
UBS Group
12
UBS Group
Switzerland
$1.36M +$62.4K +3,815 +5%
Bank of America
13
Bank of America
North Carolina
$632K +$98.3K +6,013 +20%
CA
14
Cetera Advisors
Colorado
$458K – – –
KIM
15
Karpus Investment Management
New York
$439K +$90K +5,507 +28%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$427K -$76.1K -4,652 -16%
Ameriprise
17
Ameriprise
Minnesota
$358K +$3.02K +185 +0.9%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$358K +$30.8K +1,885 +10%
SWM
19
Spire Wealth Management
Virginia
$323K +$290K +17,720 +2,531%
MIAN
20
Mariner Independent Advisor Network
Kansas
$312K +$294K +18,000 New
IAIM
21
International Assets Investment Management
Florida
$263K – – –
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$222K – – –
Mercer Global Advisors
23
Mercer Global Advisors
Colorado
$197K -$13.8K -846 -7%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$177K +$262 +16 +0.2%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$152K +$16 +1 +0%
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