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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
SFS
1
Shaker Financial Services
Virginia
$8.67M +$191K +12,247 +2%
Baird Financial Group
2
Baird Financial Group
Wisconsin
$8.52M +$393K +25,231 +5%
Raymond James Financial
3
Raymond James Financial
Florida
$7.77M -$437K -28,069 -5%
Morgan Stanley
4
Morgan Stanley
New York
$6.2M -$14.8K -953 -0.2%
RPGNY
5
Retirement Planning Group (New York)
New York
$4.35M -$142K -9,111 -3%
GC
6
Guggenheim Capital
Illinois
$4.01M +$344K +22,136 +10%
Invesco
7
Invesco
Georgia
$3.82M -$325K -20,892 -8%
CA
8
Cornerstone Advisors
North Carolina
$2.86M +$1.94M +124,383 +218%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.74M +$49.5K +3,179 +2%
CIA
10
Capital Investment Advisors
Georgia
$1.97M -$36.6K -2,350 -2%
Wells Fargo
11
Wells Fargo
California
$1.63M +$529 +34 +0%
LPL Financial
12
LPL Financial
California
$1.54M -$7.47K -480 -0.5%
WAM
13
Wolverine Asset Management
Illinois
$1.53M +$1.07M +68,496 +239%
SPIA
14
Steward Partners Investment Advisory
New York
$1.43M +$20.4K +1,308 +1%
Thrivent Financial for Lutherans
15
Thrivent Financial for Lutherans
Minnesota
$1.19M +$1.17M +75,434 New
UBS Group
16
UBS Group
Switzerland
$865K -$68K -4,373 -7%
IAIM
17
International Assets Investment Management
Florida
$806K +$2.65K +170 +0.3%
SWM
18
Spire Wealth Management
Virginia
$799K -$4.43K -285 -0.6%
Ameriprise
19
Ameriprise
Minnesota
$705K +$33.1K +2,130 +5%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$548K – – –
Bank of America
21
Bank of America
North Carolina
$532K +$75.4K +4,846 +17%
NA
22
NewEdge Advisors
Louisiana
$487K +$12.3K +790 +3%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$482K -$51.2K -3,291 -10%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$447K +$62.8K +4,037 +17%
PFO
25
PMG Family Office
Texas
$440K +$427K +27,420 New
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