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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
SFS
1
Shaker Financial Services
Virginia
$8.35M +$2.63M +180,815 +52%
Raymond James Financial
2
Raymond James Financial
Florida
$8.1M +$203K +13,942 +3%
Baird Financial Group
3
Baird Financial Group
Wisconsin
$8.01M -$115K -7,937 -2%
Morgan Stanley
4
Morgan Stanley
New York
$6.12M +$351K +24,098 +6%
RPGNY
5
Retirement Planning Group (New York)
New York
$4.43M -$100K -6,887 -2%
Invesco
6
Invesco
Georgia
$4.09M +$200K +13,754 +6%
GC
7
Guggenheim Capital
Illinois
$3.6M +$64K +4,401 +2%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.66M +$42.1K +2,895 +2%
CIA
9
Capital Investment Advisors
Georgia
$1.98M -$79.3K -5,450 -4%
Wells Fargo
10
Wells Fargo
California
$1.61M -$302K -20,748 -17%
LPL Financial
11
LPL Financial
California
$1.53M +$133K +9,115 +10%
SPIA
12
Steward Partners Investment Advisory
New York
$1.39M +$71.9K +4,942 +6%
AAM
13
Advisors Asset Management
Colorado
$1.12M -$467K -32,064 -31%
UBS Group
14
UBS Group
Switzerland
$920K -$15.6K -1,074 -2%
CA
15
Cornerstone Advisors
North Carolina
$886K +$743K +51,034 +837%
IAIM
16
International Assets Investment Management
Florida
$803K +$35.6K +2,444 +5%
SWM
17
Spire Wealth Management
Virginia
$792K -$11K -755 -1%
Ameriprise
18
Ameriprise
Minnesota
$661K +$40.9K +2,810 +7%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$540K – – –
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$526K +$105K +7,210 +27%
NA
21
NewEdge Advisors
Louisiana
$468K +$28.4K +1,952 +7%
Bank of America
22
Bank of America
North Carolina
$449K -$12.9K -884 -3%
WAM
23
Wolverine Asset Management
Illinois
$444K +$416K +28,619 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$443K +$11.2K +770 +3%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$378K -$15.5K -1,067 -4%
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