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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$4.61M -$934K -63,948 -16%
RJA
2
Raymond James & Associates
Florida
$4.45M +$110K +7,528 +2%
SFS
3
Shaker Financial Services
Virginia
$3.6M +$3.94M +269,971 New
GC
4
Guggenheim Capital
Illinois
$3.6M -$28.5K -1,953 -0.7%
Morgan Stanley
5
Morgan Stanley
New York
$2.61M +$949K +64,995 +50%
Cohen & Steers
6
Cohen & Steers
New York
$2.59M +$435K +29,807 +18%
Invesco
7
Invesco
Georgia
$2.57M -$75.4K -5,161 -3%
Thrivent Financial for Lutherans
8
Thrivent Financial for Lutherans
Minnesota
$2.21M -$216K -14,820 -8%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.67M +$91.6K +6,274 +5%
Wells Fargo
10
Wells Fargo
California
$1.56M -$455K -31,137 -21%
LPL Financial
11
LPL Financial
California
$1.44M +$10.9K +747 +0.7%
UBS Group
12
UBS Group
Switzerland
$1.02M -$10.4K -711 -0.9%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$645K +$579K +39,649 +457%
Bank of America
14
Bank of America
North Carolina
$476K -$6.38K -437 -1%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$361K +$39.1K +2,676 +11%
CA
16
Cetera Advisors
Colorado
$353K +$4.75K +325 +1%
KIM
17
Karpus Investment Management
New York
$334K – – –
Ameriprise
18
Ameriprise
Minnesota
$312K +$43.9K +3,006 +15%
SWM
19
Spire Wealth Management
Virginia
$297K +$56.2K +3,845 +21%
WAM
20
Wolverine Asset Management
Illinois
$290K +$318K +21,763 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$279K +$6.54K +448 +2%
RJT
22
Raymond James Trust
Florida
$261K +$286K +19,565 New
Stifel Financial
23
Stifel Financial
Missouri
$219K +$239K +16,370 New
IAIM
24
International Assets Investment Management
Florida
$209K +$9.79K +670 +4%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$168K -$832 -57 -0.4%
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