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Nuveen Core Equity Alpha Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$5.03M +$428K +31,358 +9%
GC
2
Guggenheim Capital
Illinois
$4.02M -$208K -15,221 -5%
AAM
3
Advisors Asset Management
Colorado
$3.77M +$648K +47,457 +21%
Morgan Stanley
4
Morgan Stanley
New York
$3.39M +$324K +23,765 +10%
Invesco
5
Invesco
Georgia
$3.06M +$101K +7,395 +3%
Cohen & Steers
6
Cohen & Steers
New York
$1.8M -$838K -61,365 -32%
Osaic Holdings
7
Osaic Holdings
Arizona
$1.76M +$30.2K +2,212 +2%
Thrivent Financial for Lutherans
8
Thrivent Financial for Lutherans
Minnesota
$1.65M -$401K -29,384 -19%
LPL Financial
9
LPL Financial
California
$1.55M -$43.3K -3,170 -3%
Wells Fargo
10
Wells Fargo
California
$1.39M -$118K -8,680 -8%
UBS Group
11
UBS Group
Switzerland
$963K -$67.3K -4,929 -6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$919K -$7.18K -526 -0.8%
IAIM
13
International Assets Investment Management
Florida
$730K +$516K +37,775 +234%
Bank of America
14
Bank of America
North Carolina
$463K -$13.2K -968 -3%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$394K +$113K +8,269 +40%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$369K -$14.6K -1,071 -4%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$362K +$40.1K +2,940 +12%
CA
18
Cetera Advisors
Colorado
$358K
Ameriprise
19
Ameriprise
Minnesota
$286K -$59.8K -4,384 -17%
RJT
20
Raymond James Trust
Florida
$265K
Mercer Global Advisors
21
Mercer Global Advisors
Colorado
$163K +$11.5K +846 +8%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$158K -$1.45K -106 -0.9%
HWAM
23
Hennion & Walsh Asset Management
New Jersey
$155K -$2.13K -156 -1%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$155K +$3.29K +241 +2%
DJYG
25
David J. Yvars Group
Florida
$148K