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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$15.6M +$2.72M +173,161 +19%
KIM
2
Karpus Investment Management
New York
$4.78M -$3.91M -249,055 -43%
RJA
3
Raymond James & Associates
Florida
$4.37M +$600K +38,234 +15%
Invesco
4
Invesco
Georgia
$3.89M +$75.7K +4,820 +2%
GC
5
Guggenheim Capital
Illinois
$3.19M -$348K -22,142 -9%
SFS
6
Shaker Financial Services
Virginia
$2.31M +$656K +41,770 +36%
Cohen & Steers
7
Cohen & Steers
New York
$2.13M +$1.45M +92,077 +171%
Bank of America
8
Bank of America
North Carolina
$1.64M -$85.6K -5,454 -5%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$1.48M -$1.25M -79,884 -44%
LPL Financial
10
LPL Financial
California
$1.26M +$760K +48,442 +129%
Ameriprise
11
Ameriprise
Minnesota
$943K +$90.4K +5,761 +10%
UBS Group
12
UBS Group
Switzerland
$914K -$1.6M -101,624 -62%
CRC
13
Curi RMB Capital
Illinois
$902K +$970K +61,800 New
AFP
14
Ausdal Financial Partners
Iowa
$806K +$16.1K +1,024 +2%
Wells Fargo
15
Wells Fargo
California
$794K -$35.6K -2,271 -4%
Morgan Stanley
16
Morgan Stanley
New York
$524K -$46.3K -2,947 -8%
AG
17
Advisor Group
Arizona
$495K +$33.3K +2,122 +7%
CAN
18
Cetera Advisor Networks
California
$478K -$39.3K -2,504 -7%
CA
19
Cetera Advisors
Colorado
$374K +$403K +25,679 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$362K +$102K +6,503 +36%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$343K -$10.9K -696 -3%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$274K -$3.39K -216 -1%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$261K +$23.2K +1,477 +9%
GWM
24
Geneos Wealth Management
Colorado
$255K +$88.7K +5,650 +48%
FNBT
25
FineMark National Bank & Trust
Florida
$233K – – –
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