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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$7.65M -$65K -4,203 -0.8%
Raymond James Financial
2
Raymond James Financial
Florida
$7.42M +$210K +13,581 +3%
Morgan Stanley
3
Morgan Stanley
New York
$5.41M +$506K +32,747 +10%
SFS
4
Shaker Financial Services
Virginia
$5.16M +$2.31M +149,730 +76%
RPGNY
5
Retirement Planning Group (New York)
New York
$4.18M -$80.3K -5,195 -2%
Invesco
6
Invesco
Georgia
$3.65M +$99.2K +6,421 +3%
GC
7
Guggenheim Capital
Illinois
$3.33M -$236K -15,287 -6%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.46M +$153K +9,875 +6%
CIA
9
Capital Investment Advisors
Georgia
$1.94M -$182K -11,773 -8%
Wells Fargo
10
Wells Fargo
California
$1.82M +$176K +11,393 +10%
Thrivent Financial for Lutherans
11
Thrivent Financial for Lutherans
Minnesota
$1.64M – – –
AAM
12
Advisors Asset Management
Colorado
$1.52M -$25.4K -1,643 -2%
LPL Financial
13
LPL Financial
California
$1.31M -$268K -17,364 -16%
SPIA
14
Steward Partners Investment Advisory
New York
$1.23M +$12.1K +784 +0.9%
UBS Group
15
UBS Group
Switzerland
$881K -$307K -19,889 -25%
SWM
16
Spire Wealth Management
Virginia
$757K +$78.1K +5,050 +11%
IAIM
17
International Assets Investment Management
Florida
$720K +$123K +7,950 +19%
Ameriprise
18
Ameriprise
Minnesota
$582K +$37.7K +2,439 +7%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$508K +$25K +1,620 +5%
Bank of America
20
Bank of America
North Carolina
$435K +$4.45K +288 +1%
NA
21
NewEdge Advisors
Louisiana
$412K +$16.5K +1,069 +4%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$406K +$46.4K +3,000 +12%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$390K -$16.6K -1,075 -4%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$371K -$6.97K -451 -2%
MWM
25
MGB Wealth Management
Texas
$349K +$177K +11,442 +100%
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