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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
Raymond James Financial
1
Raymond James Financial
Florida
$9.45M +$86.7K +5,399 +0.9%
SFS
2
Shaker Financial Services
Virginia
$8.71M -$1.55M -96,536 -16%
Baird Financial Group
3
Baird Financial Group
Wisconsin
$8.7M +$803K +50,034 +10%
1CP
4
1607 Capital Partners
Virginia
$8.23M +$3.45M +215,039 +75%
Morgan Stanley
5
Morgan Stanley
New York
$6.37M +$239K +14,874 +4%
GC
6
Guggenheim Capital
Illinois
$5.21M +$11.1K +691 +0.2%
RPGNY
7
Retirement Planning Group (New York)
New York
$4.18M -$79.8K -4,969 -2%
Invesco
8
Invesco
Georgia
$3.87M -$402K -25,064 -10%
KIM
9
Karpus Investment Management
New York
$3.26M +$240K +14,941 +8%
Osaic Holdings
10
Osaic Holdings
Arizona
$2.96M +$30K +1,867 +1%
CIA
11
Capital Investment Advisors
Georgia
$1.89M -$18K -1,120 -1%
Wells Fargo
12
Wells Fargo
California
$1.76M -$19.2K -1,195 -1%
LPL Financial
13
LPL Financial
California
$1.52M +$44.9K +2,794 +3%
SPIA
14
Steward Partners Investment Advisory
New York
$1.5M +$11.7K +730 +0.8%
Thrivent Financial for Lutherans
15
Thrivent Financial for Lutherans
Minnesota
$1.31M -$81.8K -5,095 -6%
AAM
16
Advisors Asset Management
Colorado
$890K +$384K +23,914 +78%
IAIM
17
International Assets Investment Management
Florida
$854K +$2.71K +169 +0.3%
SWM
18
Spire Wealth Management
Virginia
$844K – – –
Ameriprise
19
Ameriprise
Minnesota
$748K -$5.84K -364 -0.8%
UBS Group
20
UBS Group
Switzerland
$729K +$54.9K +3,421 +8%
ZCP
21
Z3 Capital Partners
Virginia
$677K +$13.1K +818 +2%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$546K +$9.01K +561 +2%
Bank of America
23
Bank of America
North Carolina
$546K -$39.2K -2,444 -7%
PFO
24
PMG Family Office
Texas
$513K +$21K +1,306 +4%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$482K -$89K -5,547 -16%
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