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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
1
Raymond James & Associates
Florida
$4.81M +$247K +19,508 +5%
GC
2
Guggenheim Capital
Illinois
$3.73M +$77.6K +6,125 +2%
Morgan Stanley
3
Morgan Stanley
New York
$3.15M +$63.8K +5,035 +2%
Cohen & Steers
4
Cohen & Steers
New York
$2.61M +$1M +79,229 +60%
AAM
5
Advisors Asset Management
Colorado
$2.53M -$922K -72,767 -26%
Invesco
6
Invesco
Georgia
$2.43M -$365K -28,840 -13%
Osaic Holdings
7
Osaic Holdings
Arizona
$1.61M +$10.7K +846 +0.7%
LPL Financial
8
LPL Financial
California
$1.44M +$34.4K +2,713 +2%
Wells Fargo
9
Wells Fargo
California
$1.42M +$162K +12,764 +12%
Thrivent Financial for Lutherans
10
Thrivent Financial for Lutherans
Minnesota
$1.17M -$329K -25,935 -21%
SFS
11
Shaker Financial Services
Virginia
$946K +$958K +75,609 New
UBS Group
12
UBS Group
Switzerland
$872K -$3.8K -300 -0.4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$829K -$6.69K -528 -0.8%
SWM
14
Spire Wealth Management
Virginia
$677K +$613K +48,405 +735%
WAM
15
Wolverine Asset Management
Illinois
$475K +$488K +38,542 New
Bank of America
16
Bank of America
North Carolina
$425K +$3.47K +274 +0.8%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$413K +$80.4K +6,346 +23%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$364K +$6.33K +500 +2%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$363K +$34.8K +2,750 +10%
CIA
20
Capital Investment Advisors
Georgia
$274K +$282K +22,250 New
IAIM
21
International Assets Investment Management
Florida
$271K -$404K -31,920 -59%
CA
22
Cetera Advisors
Colorado
$264K -$64K -5,050 -19%
Ameriprise
23
Ameriprise
Minnesota
$259K -$1.61K -127 -0.6%
RJT
24
Raymond James Trust
Florida
$241K – – –
NA
25
NewEdge Advisors
Louisiana
$188K +$98.3K +7,762 +98%
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