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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$12.4M -$1.67M -104,307 -12%
Cohen & Steers
2
Cohen & Steers
New York
$6.22M -$1.54M -95,674 -20%
KIM
3
Karpus Investment Management
New York
$5.85M -$6.1M -380,222 -52%
RJA
4
Raymond James & Associates
Florida
$5.07M +$197K +12,250 +4%
GC
5
Guggenheim Capital
Illinois
$4.9M +$6.84K +426 +0.1%
Thrivent Financial for Lutherans
6
Thrivent Financial for Lutherans
Minnesota
$3.06M – – –
Invesco
7
Invesco
Georgia
$2.92M -$313K -19,520 -10%
Wells Fargo
8
Wells Fargo
California
$2.75M +$55.7K +3,470 +2%
SFS
9
Shaker Financial Services
Virginia
$2.74M +$372K +23,163 +16%
Osaic Holdings
10
Osaic Holdings
Arizona
$2.36M +$593K +36,948 +35%
Morgan Stanley
11
Morgan Stanley
New York
$1.53M +$225K +13,996 +18%
LPL Financial
12
LPL Financial
California
$1.53M -$683K -42,528 -31%
UBS Group
13
UBS Group
Switzerland
$1.14M +$102K +6,326 +10%
Stifel Financial
14
Stifel Financial
Missouri
$695K +$80 +5 +0%
1CP
15
1607 Capital Partners
Virginia
$675K -$555K -34,549 -46%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$488K -$23K -1,430 -5%
Bank of America
17
Bank of America
North Carolina
$452K -$226K -14,068 -34%
CA
18
Cetera Advisors
Colorado
$429K +$24.6K +1,530 +6%
Ameriprise
19
Ameriprise
Minnesota
$334K -$9.08K -566 -3%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$298K +$10.5K +655 +4%
IAIM
21
International Assets Investment Management
Florida
$244K -$230K -14,318 -49%
MAFM
22
Mid Atlantic Financial Management
Pennsylvania
$237K +$231K +14,400 New
Northern Trust
23
Northern Trust
Illinois
$219K +$214K +13,315 New
Mercer Global Advisors
24
Mercer Global Advisors
Colorado
$198K -$91K -5,669 -32%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$191K +$11.5K +715 +7%
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