USCA RIA’s Nuveen Core Equity Alpha Fund JCE Stock Holding History

USCA RIA’s Portfolio JCE Stock Details JCE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-40,950	Closed	-$558K	–	378
2016 Q1	$558K	Sell	40,950 -33,175	-45%	-$438K	0.1%	199
2015 Q4	$1.06M	Hold	74,125	–	–	0.23%	134
2015 Q3	$1.02M	Buy	74,125 +41	+0.1%	+$636	0.26%	116
2015 Q2	$1.17M	Sell	74,084 -31,758	-30%	-$532K	0.31%	92
2015 Q1	$1.81M	Buy	105,842 +9,900	+10%	+$172K	0.49%	52
2014 Q4	$1.68M	Buy	95,942 +42,720	+80%	+$743K	0.46%	56
2014 Q3	$914K	Buy	+53,222	New	+$955K	0.28%	102

Other funds holding JCE

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

USCA RIA's JCE Position: Q2 2016 in Review

USCA RIA sold out of Nuveen Core Equity Alpha Fund (JCE) in Q2 2016, closing a stake of 40,950 shares — an estimated $558K sold.

USCA RIA first reported a position in JCE in Q3 2014 and held it in 7 quarters. The position peaked at $1.81M in Q1 2015. 28 funds tracked by Wall St. Rank hold JCE as of Q2 2016.

USCA RIA reported no remaining Nuveen Core Equity Alpha Fund position as of Q2 2016 after selling out during the quarter.
USCA RIA sold 40,950 Nuveen Core Equity Alpha Fund shares in Q2 2016, an estimated $558K.
USCA RIA first reported a position in Nuveen Core Equity Alpha Fund in Q3 2014 and held it in 7 quarters.
USCA RIA's Nuveen Core Equity Alpha Fund position peaked at $1.81M in Q1 2015.
28 funds tracked by Wall St. Rank held Nuveen Core Equity Alpha Fund as of Q2 2016.

Based on USCA RIA's 13F filing for Q2 2016, filed 15 Aug 2016.