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Nuveen Core Equity Alpha Fund

28 hedge funds and large institutions have $55M invested in Nuveen Core Equity Alpha Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.09% more ownership

Funds ownership: 19.9%19.99% (+0.09%)

5% less capital invested

Capital invested by funds: $57.9M → $55M (-$2.85M)

3% less funds holding

Funds holding: 2928 (-1)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
28
Holders Change
-1
Holders Change %
-3.45%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
7
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$22.8M -$1.39M -77,612 -6%
GC
2
Guggenheim Capital
Illinois
$8.15M -$181K -10,078 -2%
RJA
3
Raymond James & Associates
Florida
$4.36M -$542K -30,209 -11%
SFS
4
Shaker Financial Services
Virginia
$3.53M +$1.55M +86,350 +72%
Wells Fargo
5
Wells Fargo
California
$3.05M -$11.7K -653 -0.4%
JWM
6
Jacobus Wealth Management
Wisconsin
$2.31M -$80.1K -4,465 -3%
U
7
UBS
Switzerland
$2.22M +$209K +11,639 +10%
Morgan Stanley
8
Morgan Stanley
New York
$2.1M +$12.4K +690 +0.6%
Invesco
9
Invesco
Georgia
$1.53M -$33.6K -1,871 -2%
Bank of America
10
Bank of America
North Carolina
$1.27M +$120K +6,700 +10%
NPC
11
National Planning Corporation
California
$914K -$108K -6,000 -10%
UR
12
USCA RIA
Texas
$914K +$955K +53,222 New
FNBT
13
FineMark National Bank & Trust
Florida
$404K
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$400K
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$300K +$22.9K +1,279 +8%
LPL Financial
16
LPL Financial
California
$175K -$30K -1,674 -14%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$173K +$180K +10,056 New
AIG
18
American International Group
New York
$172K
FAM
19
Formidable Asset Management
Ohio
$114K
Creative Planning
20
Creative Planning
Kansas
$26K -$6.46K -360 -19%
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$23K +$395 +22 +2%
WA
22
WFG Advisors
Texas
$22K +$3.5K +195 +17%
CFN
23
Cordasco Financial Network
Florida
$21K
PSUF
24
People's United Financial
Connecticut
$10K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$9K

JCE Hedge Fund Activity: Q3 2014 in Review

28 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Nuveen Core Equity Alpha Fund (JCE) for Q3 2014, worth a combined $55M — down 4.9% from $57.9M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of JCE and 3 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 7 added.

The largest buyer was Shaker Financial Services, adding an estimated $1.55M. The largest seller was Advisors Asset Management, cutting an estimated $1.39M.

  • 28 institutional investors held Nuveen Core Equity Alpha Fund (JCE) as of Q3 2014, down from 29 in Q2 2014.
  • Funds reported $55M of Nuveen Core Equity Alpha Fund stock for Q3 2014, down 4.9% quarter-over-quarter.
  • 3 funds opened new Nuveen Core Equity Alpha Fund positions in Q3 2014 and 4 closed out, a net change of -1 holder.
  • The largest Nuveen Core Equity Alpha Fund buyer in Q3 2014 was Shaker Financial Services, an estimated $1.55M added.
  • The largest Nuveen Core Equity Alpha Fund seller in Q3 2014 was Advisors Asset Management, an estimated $1.39M sold.

Based on aggregated 13F filings for Q3 2014.