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Nuveen Core Equity Alpha Fund

29 hedge funds and large institutions have $39M invested in Nuveen Core Equity Alpha Fund in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

12% more funds holding

Funds holding: 2629 (+3)

7% more capital invested

Capital invested by funds: $36.3M → $39M (+$2.71M)

0.6% more ownership

Funds ownership: 15.08%15.68% (+0.6%)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

Holders
29
Holders Change
+3
Holders Change %
+11.54%
% of All Funds
0.94%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
7
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$15.9M +$1.79M +113,808 +13%
GC
2
Guggenheim Capital
Illinois
$6.59M -$297K -18,862 -4%
U
3
UBS
Switzerland
$3.44M +$302K +19,229 +9%
Wells Fargo
4
Wells Fargo
California
$3.11M -$149K -9,484 -5%
SFS
5
Shaker Financial Services
Virginia
$1.74M -$553K -35,173 -24%
Morgan Stanley
6
Morgan Stanley
New York
$1.73M +$494K +31,422 +39%
RJA
7
Raymond James & Associates
Florida
$1.33M +$561K +35,691 +71%
Bank of America
8
Bank of America
North Carolina
$942K -$304K -19,349 -24%
LPL Financial
9
LPL Financial
California
$875K -$295K -18,758 -25%
JWM
10
Jacobus Wealth Management
Wisconsin
$615K
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$407K -$10.4K -663 -2%
MNBTD
12
Moody National Bank Trust Division
Texas
$388K
RJFSA
13
Raymond James Financial Services Advisors
Florida
$326K +$93.2K +5,924 +39%
KIM
14
Karpus Investment Management
New York
$317K
SGCA
15
Steel Grove Capital Advisors
Tennessee
$291K
FNBT
16
FineMark National Bank & Trust
Florida
$246K
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$240K +$32.1K +2,044 +15%
SNC
18
Stifel Nicolaus & Co
Missouri
$232K
FAM
19
Formidable Asset Management
Ohio
$101K +$102K +6,500 New
Ameriprise
20
Ameriprise
Minnesota
$40K -$12.6K -803 -24%
MFS
21
MSI Financial Services
Massachusetts
$39K -$23.6K -1,500 -37%
AIG
22
American International Group
New York
$31.7K
Creative Planning
23
Creative Planning
Kansas
$29K +$29.3K +1,860 New
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$19K +$346 +22 +2%
WA
25
WFG Advisors
Texas
$17K

JCE Hedge Fund Activity: Q3 2013 in Review

29 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nuveen Core Equity Alpha Fund (JCE) for Q3 2013, worth a combined $39M — up 7.5% from $36.3M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new JCE positions and 2 closed out — a net gain of 3 holders — while 7 added to existing stakes and 9 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $1.79M. The largest seller was Shaker Financial Services, cutting an estimated $553K.

  • 29 institutional investors held Nuveen Core Equity Alpha Fund (JCE) as of Q3 2013, up from 26 in Q2 2013.
  • Funds reported $39M of Nuveen Core Equity Alpha Fund stock for Q3 2013, up 7.5% quarter-over-quarter.
  • 5 funds opened new Nuveen Core Equity Alpha Fund positions in Q3 2013 and 2 closed out, a net change of +3 holders.
  • The largest Nuveen Core Equity Alpha Fund buyer in Q3 2013 was Advisors Asset Management, an estimated $1.79M added.
  • The largest Nuveen Core Equity Alpha Fund seller in Q3 2013 was Shaker Financial Services, an estimated $553K sold.

Based on aggregated 13F filings for Q3 2013.