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Nuveen Core Equity Alpha Fund

31 hedge funds and large institutions have $41.2M invested in Nuveen Core Equity Alpha Fund in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 11

13% more capital invested

Capital invested by funds: $36.5M → $41.2M (+$4.71M)

3.06% more ownership

Funds ownership: 16.61%19.67% (+3.1%)

6% less funds holding

Funds holding: 3331 (-2)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
31
Holders Change
-2
Holders Change %
-6.06%
% of All Funds
0.78%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
14
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$7.73M +$2M +150,970 +34%
SFS
2
Shaker Financial Services
Virginia
$5.3M +$3.5M +264,518 +188%
AAM
3
Advisors Asset Management
Colorado
$3.95M -$1.58M -119,270 -28%
RJA
4
Raymond James & Associates
Florida
$3.44M -$33.6K -2,540 -1%
GC
5
Guggenheim Capital
Illinois
$2.98M -$109K -8,196 -3%
UBS Group
6
UBS Group
Switzerland
$2.94M +$607K +45,869 +26%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$2.33M +$5.97K +451 +0.3%
Invesco
8
Invesco
Georgia
$2.14M +$1.39M +105,197 +181%
Citigroup
9
Citigroup
New York
$1.99M +$1.81M +136,603 +897%
Bank of America
10
Bank of America
North Carolina
$1.75M +$81.8K +6,176 +5%
LPL Financial
11
LPL Financial
California
$1.36M -$24.8K -1,876 -2%
Wells Fargo
12
Wells Fargo
California
$908K -$41.6K -3,138 -4%
LCM
13
Laurion Capital Management
New York
$798K +$808K +61,046 New
AFP
14
Ausdal Financial Partners
Iowa
$731K +$20.2K +1,525 +3%
Morgan Stanley
15
Morgan Stanley
New York
$519K -$543K -41,005 -51%
JWM
16
Jacobus Wealth Management
Wisconsin
$475K -$145K -10,985 -23%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$345K +$32.4K +2,444 +10%
AG
18
Advisor Group
Arizona
$301K +$16.9K +1,275 +6%
AIA
19
Allegis Investment Advisors
Idaho
$301K +$108K +8,147 +55%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$252K +$12.7K +962 +5%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$233K -$160K -12,067 -40%
GWM
22
Geneos Wealth Management
Colorado
$122K -$3.97K -300 -3%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$102K -$116K -8,768 -53%
MBT
24
Montecito Bank & Trust
California
$65K +$66.2K +5,000 New
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$62K +$503 +38 +0.8%

JCE Hedge Fund Activity: Q4 2016 in Review

31 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Nuveen Core Equity Alpha Fund (JCE) for Q4 2016, worth a combined $41.2M — up 13% from $36.5M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of JCE and 3 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 14 added.

The largest buyer was Shaker Financial Services, adding an estimated $3.5M. The largest seller was Advisors Asset Management, cutting an estimated $1.58M.

  • 31 institutional investors held Nuveen Core Equity Alpha Fund (JCE) as of Q4 2016, down from 33 in Q3 2016.
  • Funds reported $41.2M of Nuveen Core Equity Alpha Fund stock for Q4 2016, up 13% quarter-over-quarter.
  • 3 funds opened new Nuveen Core Equity Alpha Fund positions in Q4 2016 and 5 closed out, a net change of -2 holders.
  • The largest Nuveen Core Equity Alpha Fund buyer in Q4 2016 was Shaker Financial Services, an estimated $3.5M added.
  • The largest Nuveen Core Equity Alpha Fund seller in Q4 2016 was Advisors Asset Management, an estimated $1.58M sold.

Based on aggregated 13F filings for Q4 2016.