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Nuveen Core Equity Alpha Fund

33 hedge funds and large institutions have $45.8M invested in Nuveen Core Equity Alpha Fund in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 7

5.18% less ownership

Funds ownership: 20.67%15.49% (-5.2%)

8% less funds holding

Funds holding: 3633 (-3)

20% less capital invested

Capital invested by funds: $57.5M → $45.8M (-$11.7M)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
33
Holders Change
-3
Holders Change %
-8.33%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
15
Reduced
7
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$9.55M -$3.27M -193,284 -26%
RJA
2
Raymond James & Associates
Florida
$5.49M +$208K +12,263 +4%
GC
3
Guggenheim Capital
Illinois
$5.22M +$122K +7,211 +2%
Cohen & Steers
4
Cohen & Steers
New York
$4.39M -$2.06M -121,762 -32%
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$3.34M
Wells Fargo
6
Wells Fargo
California
$3.14M +$276K +16,304 +10%
Invesco
7
Invesco
Georgia
$3.11M +$65.4K +3,862 +2%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.5M +$52.5K +3,100 +2%
Morgan Stanley
9
Morgan Stanley
New York
$1.82M +$222K +13,129 +14%
LPL Financial
10
LPL Financial
California
$1.64M +$48.8K +2,881 +3%
UBS Group
11
UBS Group
Switzerland
$1.2M +$11.9K +706 +1%
Bank of America
12
Bank of America
North Carolina
$470K -$982 -58 -0.2%
CA
13
Cetera Advisors
Colorado
$446K
Ameriprise
14
Ameriprise
Minnesota
$427K +$79.7K +4,710 +23%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$407K -$99K -5,846 -20%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$394K +$393K +23,218 New
KIM
17
Karpus Investment Management
New York
$333K -$5.69M -336,192 -95%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$310K +$355 +21 +0.1%
IAIM
19
International Assets Investment Management
Florida
$256K +$2.03K +120 +0.8%
Northern Trust
20
Northern Trust
Illinois
$228K
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$209K +$13.6K +806 +7%
Mercer Global Advisors
22
Mercer Global Advisors
Colorado
$206K
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$159K -$40.2K -2,376 -20%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$148K -$6.52K -385 -4%
SPIA
25
Steward Partners Investment Advisory
New York
$121K +$16.9K +1,000 +16%

JCE Hedge Fund Activity: Q3 2021 in Review

33 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen Core Equity Alpha Fund (JCE) for Q3 2021, worth a combined $45.8M — down 20% from $57.5M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of JCE and 3 opened new positions — a net loss of 3 holders — while 7 trimmed existing stakes and 15 added.

The largest buyer was Bank of Montreal, opening a new position worth an estimated $393K. The largest seller was Karpus Investment Management, cutting an estimated $5.69M.

  • 33 institutional investors held Nuveen Core Equity Alpha Fund (JCE) as of Q3 2021, down from 36 in Q2 2021.
  • Funds reported $45.8M of Nuveen Core Equity Alpha Fund stock for Q3 2021, down 20% quarter-over-quarter.
  • 3 funds opened new Nuveen Core Equity Alpha Fund positions in Q3 2021 and 6 closed out, a net change of -3 holders.
  • The largest Nuveen Core Equity Alpha Fund buyer in Q3 2021 was Bank of Montreal, an estimated $393K added.
  • The largest Nuveen Core Equity Alpha Fund seller in Q3 2021 was Karpus Investment Management, an estimated $5.69M sold.

Based on aggregated 13F filings for Q3 2021.