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Nuveen Core Equity Alpha Fund

33 hedge funds and large institutions have $50.4M invested in Nuveen Core Equity Alpha Fund in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

160% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 5

29% more capital invested

Capital invested by funds: $39M → $50.4M (+$11.4M)

14% more funds holding

Funds holding: 2933 (+4)

2.83% more ownership

Funds ownership: 15.68%18.51% (+2.8%)

Holders
33
Holders Change
+4
Holders Change %
+13.79%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
13
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$18.3M +$909K +55,754 +5%
GC
2
Guggenheim Capital
Illinois
$8.37M +$1.11M +68,363 +16%
U
3
UBS
Switzerland
$4.51M +$709K +43,472 +20%
Wells Fargo
4
Wells Fargo
California
$3.39M -$10.1K -619 -0.3%
RJA
5
Raymond James & Associates
Florida
$2.9M +$1.38M +84,492 +98%
SFS
6
Shaker Financial Services
Virginia
$2.62M +$681K +41,769 +37%
KIM
7
Karpus Investment Management
New York
$2.07M +$1.65M +101,456 +497%
Morgan Stanley
8
Morgan Stanley
New York
$1.97M +$79.4K +4,872 +4%
JWM
9
Jacobus Wealth Management
Wisconsin
$1.23M +$530K +32,495 +82%
Bank of America
10
Bank of America
North Carolina
$1.05M +$22.4K +1,376 +2%
NPC
11
National Planning Corporation
California
$658K +$633K +38,810 New
SG Americas Securities
12
SG Americas Securities
New York
$510K +$490K +30,037 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$435K -$10.1K -619 -2%
MNBTD
14
Moody National Bank Trust Division
Texas
$425K
FNBT
15
FineMark National Bank & Trust
Florida
$399K +$125K +7,675 +48%
SGCA
16
Steel Grove Capital Advisors
Tennessee
$313K
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$264K +$1.08K +66 +0.4%
LPL Financial
18
LPL Financial
California
$247K -$668K -41,000 -74%
MA
19
MUFG Americas
New York
$192K +$185K +11,336 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$131K +$126K +7,726 New
FAM
21
Formidable Asset Management
Ohio
$108K
ASN
22
Advisory Services Network
Georgia
$47K +$45.2K +2,772 New
AIG
23
American International Group
New York
$34.7K
Creative Planning
24
Creative Planning
Kansas
$32K
MFS
25
MSI Financial Services
Massachusetts
$29K -$13.4K -825 -33%

JCE Hedge Fund Activity: Q4 2013 in Review

33 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Nuveen Core Equity Alpha Fund (JCE) for Q4 2013, worth a combined $50.4M — up 29% from $39M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new JCE positions and 2 closed out — a net gain of 5 holders — while 13 added to existing stakes and 5 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $1.65M. The largest seller was LPL Financial, cutting an estimated $668K.

  • 33 institutional investors held Nuveen Core Equity Alpha Fund (JCE) as of Q4 2013, up from 29 in Q3 2013.
  • Funds reported $50.4M of Nuveen Core Equity Alpha Fund stock for Q4 2013, up 29% quarter-over-quarter.
  • 7 funds opened new Nuveen Core Equity Alpha Fund positions in Q4 2013 and 2 closed out, a net change of +5 holders.
  • The largest Nuveen Core Equity Alpha Fund buyer in Q4 2013 was Karpus Investment Management, an estimated $1.65M added.
  • The largest Nuveen Core Equity Alpha Fund seller in Q4 2013 was LPL Financial, an estimated $668K sold.

Based on aggregated 13F filings for Q4 2013.