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Nuveen Core Equity Alpha Fund

36 hedge funds and large institutions have $50.3M invested in Nuveen Core Equity Alpha Fund in 2017 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

22% more capital invested

Capital invested by funds: $41.2M → $50.3M (+$9.12M)

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

16% more funds holding

Funds holding: 3136 (+5)

2.9% more ownership

Funds ownership: 19.67%22.56% (+2.9%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
36
Holders Change
+5
Holders Change %
+16.13%
% of All Funds
0.9%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
13
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$9.42M +$1.18M +85,321 +14%
SFS
2
Shaker Financial Services
Virginia
$7.59M +$1.92M +139,653 +34%
AAM
3
Advisors Asset Management
Colorado
$6.25M +$2.02M +146,250 +48%
RJA
4
Raymond James & Associates
Florida
$3.52M -$149K -10,843 -4%
GC
5
Guggenheim Capital
Illinois
$3.21M +$37.6K +2,730 +1%
UBS Group
6
UBS Group
Switzerland
$2.95M -$181K -13,112 -6%
Citigroup
7
Citigroup
New York
$2.44M +$319K +23,135 +15%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$2.41M -$67.4K -4,888 -3%
Invesco
9
Invesco
Georgia
$2.21M -$63.7K -4,623 -3%
Bank of America
10
Bank of America
North Carolina
$1.69M -$178K -12,904 -10%
LPL Financial
11
LPL Financial
California
$1.56M +$131K +9,521 +9%
JWM
12
Jacobus Wealth Management
Wisconsin
$834K +$325K +23,585 +65%
AFP
13
Ausdal Financial Partners
Iowa
$765K -$13.4K -973 -2%
Wells Fargo
14
Wells Fargo
California
$756K -$209K -15,194 -22%
Bank of Nova Scotia
15
Bank of Nova Scotia
Ontario, Canada
$587K +$581K +42,152 New
Morgan Stanley
16
Morgan Stanley
New York
$439K -$113K -8,162 -21%
LCM
17
Laurion Capital Management
New York
$432K -$414K -30,044 -49%
AIA
18
Allegis Investment Advisors
Idaho
$422K +$100K +7,272 +32%
BC
19
Brinker Capital
Pennsylvania
$385K +$381K +27,626 New
RJFSA
20
Raymond James Financial Services Advisors
Florida
$363K -$4.13K -300 -1%
AG
21
Advisor Group
Arizona
$323K +$2.92K +212 +0.9%
Ameriprise
22
Ameriprise
Minnesota
$256K +$254K +18,400 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$253K +$5.57K +404 +2%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$234K -$34.5K -2,500 -13%
FNBT
25
FineMark National Bank & Trust
Florida
$222K +$220K +15,940 New

JCE Hedge Fund Activity: Q1 2017 in Review

36 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Nuveen Core Equity Alpha Fund (JCE) for Q1 2017, worth a combined $50.3M — up 22% from $41.2M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new JCE positions and 3 closed out — a net gain of 5 holders — while 13 added to existing stakes and 11 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $2.02M. The largest seller was Laurion Capital Management, cutting an estimated $414K.

  • 36 institutional investors held Nuveen Core Equity Alpha Fund (JCE) as of Q1 2017, up from 31 in Q4 2016.
  • Funds reported $50.3M of Nuveen Core Equity Alpha Fund stock for Q1 2017, up 22% quarter-over-quarter.
  • 8 funds opened new Nuveen Core Equity Alpha Fund positions in Q1 2017 and 3 closed out, a net change of +5 holders.
  • The largest Nuveen Core Equity Alpha Fund buyer in Q1 2017 was Advisors Asset Management, an estimated $2.02M added.
  • The largest Nuveen Core Equity Alpha Fund seller in Q1 2017 was Laurion Capital Management, an estimated $414K sold.

Based on aggregated 13F filings for Q1 2017.