We are live on ! Find out more
JCE icon

Nuveen Core Equity Alpha Fund

33 hedge funds and large institutions have $36.5M invested in Nuveen Core Equity Alpha Fund in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more funds holding

Funds holding: 2833 (+5)

3% more capital invested

Capital invested by funds: $35.6M → $36.5M (+$919K)

0.51% more ownership

Funds ownership: 16.09%16.61% (+0.51%)

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

Holders
33
Holders Change
+5
Holders Change %
+17.86%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
12
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$6.04M -$2.09M -146,527 -25%
AAM
2
Advisors Asset Management
Colorado
$5.79M -$361K -25,325 -6%
RJA
3
Raymond James & Associates
Florida
$3.65M -$240K -16,825 -6%
GC
4
Guggenheim Capital
Illinois
$3.24M +$133K +9,346 +4%
UBS Group
5
UBS Group
Switzerland
$2.46M -$159K -11,185 -6%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$2.44M +$149K +10,423 +6%
SFS
7
Shaker Financial Services
Virginia
$1.93M +$2.01M +140,871 New
Bank of America
8
Bank of America
North Carolina
$1.76M -$91.7K -6,435 -5%
LPL Financial
9
LPL Financial
California
$1.43M +$615K +43,173 +70%
Morgan Stanley
10
Morgan Stanley
New York
$1.11M +$25.7K +1,805 +2%
Wells Fargo
11
Wells Fargo
California
$996K -$29.5K -2,069 -3%
Invesco
12
Invesco
Georgia
$799K +$82.2K +5,768 +11%
Bank of Nova Scotia
13
Bank of Nova Scotia
Ontario, Canada
$769K -$43.2K -3,029 -5%
AFP
14
Ausdal Financial Partners
Iowa
$747K -$2.62K -184 -0.3%
JWM
15
Jacobus Wealth Management
Wisconsin
$649K +$227K +15,940 +51%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$410K -$15.8K -1,110 -4%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$328K -$29.8K -2,088 -8%
AG
18
Advisor Group
Arizona
$298K +$95.5K +6,700 +45%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$251K +$31.9K +2,238 +14%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$227K +$29.8K +2,092 +15%
Citigroup
21
Citigroup
New York
$209K +$217K +15,237 New
AIA
22
Allegis Investment Advisors
Idaho
$204K +$212K +14,875 New
FNBT
23
FineMark National Bank & Trust
Florida
$193K +$195K +13,695 +19,564%
TC
24
TFS Capital
Pennsylvania
$166K +$172K +12,094 New
DA
25
Doliver Advisors
Texas
$139K +$144K +10,126 New

JCE Hedge Fund Activity: Q3 2016 in Review

33 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Nuveen Core Equity Alpha Fund (JCE) for Q3 2016, worth a combined $36.5M — up 2.6% from $35.6M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new JCE positions and 0 closed out — a net gain of 5 holders — while 12 added to existing stakes and 12 trimmed.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $2.01M. The largest seller was Karpus Investment Management, cutting an estimated $2.09M.

  • 33 institutional investors held Nuveen Core Equity Alpha Fund (JCE) as of Q3 2016, up from 28 in Q2 2016.
  • Funds reported $36.5M of Nuveen Core Equity Alpha Fund stock for Q3 2016, up 2.6% quarter-over-quarter.
  • 5 funds opened new Nuveen Core Equity Alpha Fund positions in Q3 2016 and 0 closed out, a net change of +5 holders.
  • The largest Nuveen Core Equity Alpha Fund buyer in Q3 2016 was Shaker Financial Services, an estimated $2.01M added.
  • The largest Nuveen Core Equity Alpha Fund seller in Q3 2016 was Karpus Investment Management, an estimated $2.09M sold.

Based on aggregated 13F filings for Q3 2016.