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Nuveen Core Equity Alpha Fund

38 hedge funds and large institutions have $64.6M invested in Nuveen Core Equity Alpha Fund in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $63.8M → $64.6M (+$764K)

0% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 13

1.27% less ownership

Funds ownership: 26.65%25.38% (-1.3%)

10% less funds holding

Funds holding: 4238 (-4)

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
38
Holders Change
-4
Holders Change %
-9.52%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
13
Reduced
13
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$13M +$275K +19,029 +2%
KIM
2
Karpus Investment Management
New York
$11.2M +$147K +10,145 +1%
Cohen & Steers
3
Cohen & Steers
New York
$7.21M -$362K -25,000 -5%
GC
4
Guggenheim Capital
Illinois
$4.52M +$99.1K +6,848 +2%
RJA
5
Raymond James & Associates
Florida
$4.51M -$267K -18,474 -6%
Invesco
6
Invesco
Georgia
$3M -$479K -33,134 -14%
Thrivent Financial for Lutherans
7
Thrivent Financial for Lutherans
Minnesota
$2.71M
Wells Fargo
8
Wells Fargo
California
$2.49M +$22.4K +1,549 +1%
CCP
9
Clough Capital Partners
Massachusetts
$2.28M +$2.17M +149,700 New
SFS
10
Shaker Financial Services
Virginia
$2.19M -$3.05M -210,717 -59%
LPL Financial
11
LPL Financial
California
$2.06M -$29.6K -2,048 -1%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.62M -$140K -9,650 -8%
Morgan Stanley
13
Morgan Stanley
New York
$1.2M -$83.6K -5,777 -7%
1CP
14
1607 Capital Partners
Virginia
$1.15M
UBS Group
15
UBS Group
Switzerland
$958K +$91.9K +6,353 +11%
Stifel Financial
16
Stifel Financial
Missouri
$643K +$38.7K +2,677 +7%
Bank of America
17
Bank of America
North Carolina
$632K -$111K -7,691 -16%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$473K +$42.8K +2,960 +11%
IAIM
19
International Assets Investment Management
Florida
$428K +$225K +15,528 +114%
CA
20
Cetera Advisors
Colorado
$373K +$41.9K +2,900 +13%
Ameriprise
21
Ameriprise
Minnesota
$317K -$34.8K -2,405 -10%
Mercer Global Advisors
22
Mercer Global Advisors
Colorado
$270K -$50.8K -3,509 -17%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$266K +$12.7K +875 +5%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$180K +$171K +11,825 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$169K -$14.1K -975 -8%

JCE Hedge Fund Activity: Q1 2021 in Review

38 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen Core Equity Alpha Fund (JCE) for Q1 2021, worth a combined $64.6M — up 1.2% from $63.8M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of JCE and 5 opened new positions — a net loss of 3 holders — while 13 trimmed existing stakes and 13 added.

The largest buyer was Clough Capital Partners, opening a new position worth an estimated $2.17M. The largest seller was Shaker Financial Services, cutting an estimated $3.05M.

  • 38 institutional investors held Nuveen Core Equity Alpha Fund (JCE) as of Q1 2021, down from 42 in Q4 2020.
  • Funds reported $64.6M of Nuveen Core Equity Alpha Fund stock for Q1 2021, up 1.2% quarter-over-quarter.
  • 5 funds opened new Nuveen Core Equity Alpha Fund positions in Q1 2021 and 8 closed out, a net change of -3 holders.
  • The largest Nuveen Core Equity Alpha Fund buyer in Q1 2021 was Clough Capital Partners, an estimated $2.17M added.
  • The largest Nuveen Core Equity Alpha Fund seller in Q1 2021 was Shaker Financial Services, an estimated $3.05M sold.

Based on aggregated 13F filings for Q1 2021.