National Planning Corporation’s Nuveen Core Equity Alpha Fund JCE Stock Holding History

National Planning Corporation’s Portfolio JCE Stock Details JCE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-10,585	Closed	-$164K	–	343
2017 Q3	$164K	Sell	10,585 -81	-0.8%	-$1.24K	0.01%	647
2017 Q2	$158K	Buy	+10,666	New	+$154K	0.01%	705
2016 Q1	–	Sell	-11,995	Closed	-$151K	–	705
2015 Q4	$151K	Buy	+11,995	New	+$171K	0.01%	667
2015 Q1	–	Sell	-35,345	Closed	-$597K	–	1383
2014 Q4	$597K	Sell	35,345 -17,900	-34%	-$311K	0.04%	356
2014 Q3	$914K	Sell	53,245 -6,000	-10%	-$108K	0.07%	262
2014 Q2	$1.08M	Buy	59,245 +3,400	+6%	+$60.1K	0.08%	234
2014 Q1	$975K	Buy	55,845 +17,035	+44%	+$292K	0.08%	239
2013 Q4	$658K	Buy	+38,810	New	+$633K	0.06%	305

Other funds holding JCE

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

National Planning Corporation's JCE Position: Q4 2017 in Review

National Planning Corporation sold out of Nuveen Core Equity Alpha Fund (JCE) in Q4 2017, closing a stake of 10,585 shares — an estimated $164K sold.

National Planning Corporation first reported a position in JCE in Q4 2013 and held it in 8 quarters. The position peaked at $1.08M in Q2 2014. 33 funds tracked by Wall St. Rank hold JCE as of Q4 2017.

National Planning Corporation reported no remaining Nuveen Core Equity Alpha Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 10,585 Nuveen Core Equity Alpha Fund shares in Q4 2017, an estimated $164K.
National Planning Corporation first reported a position in Nuveen Core Equity Alpha Fund in Q4 2013 and held it in 8 quarters.
National Planning Corporation's Nuveen Core Equity Alpha Fund position peaked at $1.08M in Q2 2014.
33 funds tracked by Wall St. Rank held Nuveen Core Equity Alpha Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.