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Horizon Technology Finance

56 hedge funds and large institutions have $22.2M invested in Horizon Technology Finance in 2023 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,290% more call options, than puts

Call options by funds: $6.42M | Put options by funds: $462K

157% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 7

22% more funds holding

Funds holding: 4656 (+10)

7% more capital invested

Capital invested by funds: $20.7M → $22.2M (+$1.52M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.37% less ownership

Funds ownership: 5.43%5.07% (-0.37%)

13% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 16

Holders
56
Holders Change
+10
Holders Change %
+21.74%
% of All Funds
0.82%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
18
Increased
14
Reduced
16
Closed
7
Calls
$6.42M
Puts
$462K
Net Calls
+$5.96M
Net Calls Change
+$4.14M
Name Holding Trade Value Shares
Change
Change in
Stake
CI
26
CPR Investments
Michigan
$195K -$23.5K -1,919 -11%
KA
27
Kovack Advisors
Florida
$185K +$7.62K +623 +5%
WSTAM
28
Wilbanks Smith & Thomas Asset Management
Virginia
$184K
Verition Fund Management
29
Verition Fund Management
Connecticut
$154K +$143K +11,700 New
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$150K +$140K +11,410 New
SBIA
31
Sheaff Brock Investment Advisors
Indiana
$134K +$125K +10,205 New
PGWM
32
Parisi Gray Wealth Management
New Jersey
$132K -$147K -12,000 -55%
Capstone Investment Advisors
33
Capstone Investment Advisors
New York
$132K +$122K +10,000 New
SPIA
34
Steward Partners Investment Advisory
New York
$107K +$2.94K +240 +3%
Citadel Advisors
35
Citadel Advisors
Florida
$88.6K +$82.3K +6,727 New
QT
36
Quantbot Technologies
New York
$75.2K +$32.5K +2,656 +87%
CIA
37
Cape Investment Advisory
Georgia
$56.3K +$52.3K +4,278 New
CAM
38
Creekmur Asset Management
Illinois
$51.6K +$48K +3,920 New
FGAM
39
Financial Gravity Asset Management
Texas
$33.1K
POIA
40
Pin Oak Investment Advisors
Texas
$25K
Bank of America
41
Bank of America
North Carolina
$18.9K -$15.1K -1,238 -46%
AWM
42
Avior Wealth Management
Nebraska
$16.9K +$7.18K +587 +84%
US Bancorp
43
US Bancorp
Minnesota
$5.93K
JP Morgan Chase
44
JP Morgan Chase
New York
$3.87K +$3.6K +294 New
AF
45
Allworth Financial
California
$3.54K +$86 +7 +3%
Qube Research & Technologies (QRT)
46
Qube Research & Technologies (QRT)
United Kingdom
$1.73K -$15.8K -1,290 -91%
PS
47
Principal Securities
Iowa
$1.58K +$1.47K +120 New
PA
48
Pineridge Advisors
Missouri
$1.04K +$966 +79 New
TRCT
49
Tower Research Capital (TRC)
New York
$803 +$746 +61 New
SIS
50
Sound Income Strategies
Florida
$659 -$122 -10 -17%

HRZN Hedge Fund Activity: Q4 2023 in Review

56 of the 6,860 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q4 2023, worth a combined $22.2M — up 7.3% from $20.7M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new HRZN positions and 7 closed out — a net gain of 11 holders — while 14 added to existing stakes and 16 trimmed.

The largest buyer was Legal & General Group, adding an estimated $1.7M. The largest seller was Morgan Stanley, cutting an estimated $1.21M.

  • 56 institutional investors held Horizon Technology Finance (HRZN) as of Q4 2023, up from 46 in Q3 2023.
  • Funds reported $22.2M of Horizon Technology Finance stock for Q4 2023, up 7.3% quarter-over-quarter.
  • 18 funds opened new Horizon Technology Finance positions in Q4 2023 and 7 closed out, a net change of +11 holders.
  • The largest Horizon Technology Finance buyer in Q4 2023 was Legal & General Group, an estimated $1.7M added.
  • The largest Horizon Technology Finance seller in Q4 2023 was Morgan Stanley, an estimated $1.21M sold.

Based on aggregated 13F filings for Q4 2023.