Principal Securities’s Horizon Technology Finance HRZN Stock Holding History

Principal Securities’s Portfolio HRZN Stock Details HRZN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-83	Closed	-$506	–	2318
2025 Q3	$506	Hold	83	–	–	﹤0.01%	3533
2025 Q2	$598	Hold	83	–	–	﹤0.01%	3448
2025 Q1	$746	Hold	83	–	–	﹤0.01%	3276
2024 Q4	$746	Hold	83	–	–	﹤0.01%	3269
2024 Q3	$884	Hold	83	–	–	﹤0.01%	3163
2024 Q2	$999	Sell	83 -19	-19%	-$221	﹤0.01%	3075
2024 Q1	$1.16K	Sell	102 -18	-15%	-$227	﹤0.01%	3007
2023 Q4	$1.58K	Buy	+120	New	+$1.47K	﹤0.01%	2863

Other funds holding HRZN

GAA

Green Alpha Advisors Niwot, Colorado $102M AUM 59.84% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

EPCM

Eagle Point Credit Management Greenwich, Connecticut $76.5M AUM

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

CWM

Connecticut Wealth Management Farmington, Connecticut $2.39B AUM 17.35% 1-Year Est. Return

VIA

Virtus Investment Advisers Hartford, Connecticut $363M AUM 34.89% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Principal Securities's HRZN Position: Q4 2025 in Review

Principal Securities sold out of Horizon Technology Finance (HRZN) in Q4 2025, closing a stake of 83 shares — an estimated $506 sold.

Principal Securities first reported a position in HRZN in Q4 2023 and held it in 8 quarters. The position peaked at $1.58K in Q4 2023. 65 funds tracked by Wall St. Rank hold HRZN as of Q4 2025.

Principal Securities reported no remaining Horizon Technology Finance position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 83 Horizon Technology Finance shares in Q4 2025, an estimated $506.
Principal Securities first reported a position in Horizon Technology Finance in Q4 2023 and held it in 8 quarters.
Principal Securities's Horizon Technology Finance position peaked at $1.58K in Q4 2023.
65 funds tracked by Wall St. Rank held Horizon Technology Finance as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.