We are live on ! Find out more
HRZN icon

Horizon Technology Finance
HRZN

33 hedge funds and large institutions have $21.8M invested in Horizon Technology Finance in 2017 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

0% less capital invested

Capital invested by funds: $21.9M → $21.8M (-$99K)

1.01% less ownership

Funds ownership: 18.01% → 17% (-1%)

20% less funds holding

Funds holding: 41 → 33 (-8)

70% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 10

Holders
33
Holders Change
-8
Holders Change %
-19.51%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
10
Closed
10
Calls
$193K
Puts
–
Net Calls
+$193K
Net Calls Change
+$49K

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$641K
2
Morgan Stanley
Morgan Stanley
New York
+$526K
3
GC
Guggenheim Capital
Illinois
+$328K
4
NFA
Nuveen Fund Advisors
Illinois
+$205K
5
ICA
Infrastructure Capital Advisors
New York
+$184K

Top Sellers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
-$1.06M
2
AM
Ares Management
California
-$1.02M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$212K
4
BCM
Bridgeway Capital Management
Texas
-$211K
5
GH
GAM Holding
Switzerland
-$211K
Name Holding Trade Value Shares
Change 		Change in
Stake
CG
26
Cutler Group
California
$63K -$14.5K -1,303 -19%
AIM
27
Acrospire Investment Management
Illinois
$39K +$10.1K +907 +35%
AG
28
Advisor Group
Arizona
$25K – – –
HI
29
Hudock Inc
Pennsylvania
$9K -$1.4K -126 -13%
Creative Planning
30
Creative Planning
Kansas
$6K -$88.8K -8,000 -94%
Manulife (Manufacturers Life Insurance)
31
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4K – – –
Barclays
32
Barclays
United Kingdom
$1K – – –
BC
33
Bartlett & Co
Ohio
$1K +$1.11K +100 New
AM
34
Ares Management
California
– -$1.02M -97,253 Closed
D.E. Shaw & Co
35
D.E. Shaw & Co
New York
– -$212K -20,141 Closed
GH
36
GAM Holding
Switzerland
– -$211K -20,013 Closed
BCM
37
Bridgeway Capital Management
Texas
– -$211K -20,000 Closed
DTL
38
Dynamic Technology Lab
Singapore
– -$202K -19,170 Closed
EGA
39
Eagle Global Advisors
Texas
– -$106K -10,070 Closed
GCP
40
GSA Capital Partners
United Kingdom
– -$106K -10,055 Closed
Simplex Trading
41
Simplex Trading
Illinois
– -$26K -2,562 Closed
GI
42
Gradient Investments
Minnesota
– -$16K -1,500 Closed
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
– -$1K -116 Closed
1
2

HRZN Hedge Fund Activity: Q1 2017 in Review

33 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q1 2017, worth a combined $21.8M — down 0.45% from $21.9M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of HRZN and 3 opened new positions — a net loss of 7 holders — while 10 trimmed existing stakes and 13 added.

The largest buyer was UBS Group, adding an estimated $641K. The largest seller was Advisors Asset Management, cutting an estimated $1.06M.

  • 33 institutional investors held Horizon Technology Finance (HRZN) as of Q1 2017, down from 41 in Q4 2016.
  • Funds reported $21.8M of Horizon Technology Finance stock for Q1 2017, down 0.45% quarter-over-quarter.
  • 3 funds opened new Horizon Technology Finance positions in Q1 2017 and 10 closed out, a net change of -7 holders.
  • The largest Horizon Technology Finance buyer in Q1 2017 was UBS Group, an estimated $641K added.
  • The largest Horizon Technology Finance seller in Q1 2017 was Advisors Asset Management, an estimated $1.06M sold.

Based on aggregated 13F filings for Q1 2017.