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Horizon Technology Finance
HRZN

Overview Fund Activity

38 hedge funds and large institutions have $26.4M invested in Horizon Technology Finance in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
10
Reduced
11
Closed
6
Calls
$266K
Puts
$153K
Net Calls
+$113K
Net Calls Change
+$283K

Top Buyers

1
AM
Ares Management
California
+$607K
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$339K
3
GC
Guggenheim Capital
Illinois
+$307K
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$198K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$193K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$3.04M
2
PAM
PVG Asset Management
Colorado
-$704K
3
Millennium Management
Millennium Management
New York
-$320K
4
GCP
GSA Capital Partners
United Kingdom
-$160K
5
Goldman Sachs
Goldman Sachs
New York
-$117K
Name Holding Trade Value Shares
Change 		Shares
Change %
KA
26
Kovack Advisors
Florida
$129K +$5.27K +432 +4%
HIM
27
Hillsdale Investment Management
Ontario, Canada
$122K +$122K +10,000 New
Citigroup
28
Citigroup
New York
$99K -$355 -29 -0.4%
CG
29
Cutler Group
California
$74K +$45K +3,738 +155%
PG
30
PEAK6 Group
Illinois
$19K -$18.9K -1,570 -50%
AG
31
Advisor Group
Arizona
$15K +$15K +1,280 New
PCM
32
Prelude Capital Management
New York
$13K +$13K +1,100 New
Manulife (Manufacturers Life Insurance)
33
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$10K +$1.15K +93 +13%
MFS
34
MSI Financial Services
Massachusetts
$9K – – –
HI
35
Hudock Inc
Pennsylvania
$4K – – –
Creative Planning
36
Creative Planning
Kansas
$2K -$1.75K -175 -47%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$1K – – –
Barclays
38
Barclays
United Kingdom
$1K +$1K +76 New
PAM
39
PVG Asset Management
Colorado
– -$704K -60,615 Closed
Goldman Sachs
40
Goldman Sachs
New York
– -$117K -10,075 Closed
ST
41
Spot Trading
Illinois
– -$105K -9,060 Closed
Deutsche Bank
42
Deutsche Bank
Germany
– -$84K -7,241 Closed
AIG
43
American International Group
New York
– -$15K -1,280 Closed
Simplex Trading
44
Simplex Trading
Illinois
– -$6K -566 Closed
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