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Horizon Technology Finance
HRZN

44 hedge funds and large institutions have $34.7M invested in Horizon Technology Finance in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

0% less capital invested

Capital invested by funds: $34.9M → $34.7M (-$135K)

4% less funds holding

Funds holding: 46 → 44 (-2)

25% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 16

Holders
44
Holders Change
-2
Holders Change %
-4.35%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
16
Closed
7
Calls
$17K
Puts
–
Net Calls
+$17K
Net Calls Change
+$1K

Top Buyers

Rank Fund Capital Flow
1
LSV Asset Management
LSV Asset Management
Illinois
+$1.4M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$487K
3
Two Sigma Investments
Two Sigma Investments
New York
+$433K
4
AAM
Advisors Asset Management
Colorado
+$296K
5
CS
Credit Suisse
Switzerland
+$169K

Top Sellers

Rank Fund Capital Flow
1
Bank of New York Mellon
Bank of New York Mellon
New York
-$1.33M
2
ZL
Zeke LP
Pennsylvania
-$1.01M
3
PI
Putnam Investments
Massachusetts
-$729K
4
Deutsche Bank
Deutsche Bank
Germany
-$209K
5
Wells Fargo
Wells Fargo
California
-$205K
Name Holding Trade Value Shares
Change 		Change in
Stake
TA
26
Teachers Advisors
New York
$175K – – –
CS
27
Credit Suisse
Switzerland
$174K +$169K +12,238 New
VanEck Associates
28
VanEck Associates
New York
$171K +$19.9K +1,447 +14%
Charles Schwab
29
Charles Schwab
California
$158K – – –
BRWA
30
B. Riley Wealth Advisors
Florida
$122K -$147K -10,658 -55%
AIG
31
American International Group
New York
$78.1K -$744 -54 -1%
WRM
32
Westport Resources Management
Connecticut
$69K – – –
Citigroup
33
Citigroup
New York
$67K +$23.6K +1,710 +57%
BA
34
BlackRock Advisors
Delaware
$58K +$3.98K +289 +8%
Creative Planning
35
Creative Planning
Kansas
$43K +$14.3K +1,041 +52%
Barclays
36
Barclays
United Kingdom
$34K +$32.5K +2,359 +2,912%
FNBT
37
FineMark National Bank & Trust
Florida
$28K +$27.5K +2,000 New
Deutsche Bank
38
Deutsche Bank
Germany
$25K -$209K -15,205 -89%
Bank of America
39
Bank of America
North Carolina
$18K +$15.4K +1,117 +703%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$13K -$3.46K -251 -21%
AC
41
Alexandria Capital
Virginia
$10K – – –
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$7K – – –
BNP Paribas Financial Markets
43
BNP Paribas Financial Markets
France
$1.89K +$1.83K +133 New
AllianceBernstein
44
AllianceBernstein
Tennessee
$1K -$20.4K -1,482 -96%
Brown Advisory
45
Brown Advisory
Maryland
– -$171K -12,884 Closed
RhumbLine Advisers
46
RhumbLine Advisers
Massachusetts
– -$138K -10,329 Closed
Invesco
47
Invesco
Georgia
– -$123K -9,259 Closed
Ameriprise
48
Ameriprise
Minnesota
– -$14K -1,013 Closed
FMII
49
Farmers & Merchants Investments Inc
Nebraska
– -$8K -630 Closed
TRCT
50
Tower Research Capital (TRC)
New York
– -$7K -500 Closed
1
2
3

HRZN Hedge Fund Activity: Q4 2013 in Review

44 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q4 2013, worth a combined $34.7M — down 0.39% from $34.9M a quarter earlier.

Fund positioning in HRZN was balanced in Q4 2013: 7 funds opened new positions, 7 closed out, 12 added to existing stakes and 16 trimmed.

The largest buyer was LSV Asset Management, opening a new position worth an estimated $1.4M. The largest seller was Bank of New York Mellon, cutting an estimated $1.33M.

  • 44 institutional investors held Horizon Technology Finance (HRZN) as of Q4 2013, down from 46 in Q3 2013.
  • Funds reported $34.7M of Horizon Technology Finance stock for Q4 2013, down 0.39% quarter-over-quarter.
  • 7 funds opened new Horizon Technology Finance positions in Q4 2013 and 7 closed out, a net change of 0 holders.
  • The largest Horizon Technology Finance buyer in Q4 2013 was LSV Asset Management, an estimated $1.4M added.
  • The largest Horizon Technology Finance seller in Q4 2013 was Bank of New York Mellon, an estimated $1.33M sold.

Based on aggregated 13F filings for Q4 2013.