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Horizon Technology Finance
HRZN

Overview Fund Activity

44 hedge funds and large institutions have $34.7M invested in Horizon Technology Finance in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 7 closing their positions.

Holders
44
Holders Change
-2
Holders Change %
-4.35%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
16
Closed
7
Calls
$17K
Puts
–
Net Calls
+$17K
Net Calls Change
+$1K

Top Buyers

1
LSV Asset Management
1
LSV Asset Management
Illinois
$1.44M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$503K
3
Two Sigma Investments
3
Two Sigma Investments
New York
$447K
4
AAM
4
Advisors Asset Management
Colorado
$305K
5
CS
5
Credit Suisse
Switzerland
$174K

Top Sellers

1
Bank of New York Mellon
1
Bank of New York Mellon
New York
$363K
2
ZL
2
Zeke LP
Pennsylvania
$213K
3
PI
3
Putnam Investments
Massachusetts
$5.02M
4
Wells Fargo
4
Wells Fargo
California
$1.02M
5
Deutsche Bank
5
Deutsche Bank
Germany
$25K
Name Market Value Shares Shares
Change 		Shares
Change %
TA
26
Teachers Advisors
New York
$175K 12,299 – –
CS
27
Credit Suisse
Switzerland
$174K 12,238 +12,238 New
VanEck Associates
28
VanEck Associates
New York
$171K 12,024 +1,447 +14%
Charles Schwab
29
Charles Schwab
California
$158K 11,100 – –
BRWA
30
B. Riley Wealth Advisors
Florida
$122K 8,569 -10,658 -55%
AIG
31
American International Group
New York
$78.1K 5,493 -54 -1%
WRM
32
Westport Resources Management
Connecticut
$69K 4,845 – –
Citigroup
33
Citigroup
New York
$67K 4,697 +1,710 +57%
BA
34
BlackRock Advisors
Delaware
$58K 4,080 +289 +8%
Creative Planning
35
Creative Planning
Kansas
$43K 3,041 +1,041 +52%
Barclays
36
Barclays
United Kingdom
$34K 2,440 +2,359 +2,912%
FNBT
37
FineMark National Bank & Trust
Florida
$28K 2,000 +2,000 New
Deutsche Bank
38
Deutsche Bank
Germany
$25K 1,819 -15,205 -89%
Bank of America
39
Bank of America
North Carolina
$18K 1,276 +1,117 +703%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$13K 941 -251 -21%
AC
41
Alexandria Capital
Virginia
$10K 718 – –
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$7K 500 – –
BNP Paribas Financial Markets
43
BNP Paribas Financial Markets
France
$1.89K 133 +133 New
AllianceBernstein
44
AllianceBernstein
Tennessee
$1K 62 -1,482 -96%
Brown Advisory
45
Brown Advisory
Maryland
– – -12,884 Closed
RhumbLine Advisers
46
RhumbLine Advisers
Massachusetts
– – -10,329 Closed
Invesco
47
Invesco
Georgia
– – -9,259 Closed
Ameriprise
48
Ameriprise
Minnesota
– – -1,013 Closed
FMII
49
Farmers & Merchants Investments Inc
Nebraska
– – -630 Closed
TRCT
50
Tower Research Capital (TRC)
New York
– – -500 Closed
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2
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