HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

58 hedge funds and large institutions have $46M invested in John Hancock Preferred Income Fund III in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
+2
Holders Change %
+3.57%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
19
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SAM
1
Selway Asset Management
$547K
2
Ameriprise
2
Ameriprise
Minnesota
$910K
3
CAN
3
Cetera Advisor Networks
California
$1.37M
4
WWM
4
Western Wealth Management
Colorado
$399K
5
AWS
5
Arkfeld Wealth Strategies
Nebraska
$260K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$5.8M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.52M
3
TF
3
Trek Financial
Arizona
$371K
4
Millennium Management
4
Millennium Management
New York
$0
5
LCM
5
Landscape Capital Management
New Jersey
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$284K +$38K +2,780 +15%
MAFM
27
Mid Atlantic Financial Management
Pennsylvania
$282K +$84.6K +6,200 +43%
AWS
28
Arkfeld Wealth Strategies
Nebraska
$260K +$260K +19,000 New
PAS
29
Partnervest Advisory Services
California
$254K +$109K +8,000 +76%
RJA
30
Raymond James & Associates
Florida
$239K -$1.02K -75 -0.4%
BAS
31
Brown Advisory Securities
Maryland
$162K – – –
Citigroup
32
Citigroup
New York
$153K +$75.5K +5,523 +97%
PTC
33
Philadelphia Trust Company
Pennsylvania
$150K +$150K +11,000 New
CFGS
34
Concourse Financial Group Securities
Alabama
$129K -$36.5K -2,672 -22%
AIC
35
Ameritas Investment Company
Nebraska
$109K +$55K +4,016 +102%
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$90K +$90K +6,600 New
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$82K +$18.1K +1,329 +28%
APA
38
American Portfolios Advisors
New York
$78.3K +$54.9K +4,016 +234%
SPIA
39
Steward Partners Investment Advisory
New York
$46K – – –
GWM
40
Geneos Wealth Management
Colorado
$43K – – –
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$41K +$20.3K +1,472 +98%
AF
42
Allworth Financial
California
$27K – – –
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$20K -$2.03K -150 -9%
RFA
44
Reilly Financial Advisors
California
$20K +$20K +1,446 New
NSIM
45
North Star Investment Management
Illinois
$19K – – –
KFI
46
Key Financial Inc
Pennsylvania
$19K +$19K +1,342 New
NFG
47
Next Financial Group
Texas
$18K – – –
JPLA
48
Joseph P. Lucia & Associates
New York
$12K – – –
Bessemer Group
49
Bessemer Group
New Jersey
$12K +$12K +900 New
GRP
50
Global Retirement Partners
California
$10K – – –
1
2
3