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HPS

John Hancock Preferred Income Fund III

59 hedge funds and large institutions have $46.1M invested in John Hancock Preferred Income Fund III in 2020 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 19 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 8

46% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 13

5% more funds holding

Funds holding: 5659 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.2% less ownership

Funds ownership: 11%10.79% (-0.2%)

31% less capital invested

Capital invested by funds: $67.3M → $46.1M (-$21.1M)

Holders
59
Holders Change
+3
Holders Change %
+5.36%
% of All Funds
1.3%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
19
Reduced
13
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$284K +$49.2K +2,780 +15%
MAFM
27
Mid Atlantic Financial Management
Pennsylvania
$282K +$110K +6,200 +43%
AWS
28
Arkfeld Wealth Strategies
Nebraska
$260K +$336K +19,000 New
PAS
29
Partnervest Advisory Services
California
$254K +$142K +8,000 +76%
RJA
30
Raymond James & Associates
Florida
$239K -$1.33K -75 -0.4%
IFG
31
Independent Financial Group
California
$168K +$218K +12,317 New
BAS
32
Brown Advisory Securities
Maryland
$162K
Citigroup
33
Citigroup
New York
$153K +$97.8K +5,523 +97%
PTC
34
Philadelphia Trust Company
Pennsylvania
$150K +$195K +11,000 New
CFGS
35
Concourse Financial Group Securities
Alabama
$129K -$47.3K -2,672 -22%
AIC
36
Ameritas Investment Company
Nebraska
$109K +$71.1K +4,016 +102%
Rockefeller Capital Management
37
Rockefeller Capital Management
New York
$90K +$117K +6,600 New
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$82K +$23.5K +1,329 +28%
APA
39
American Portfolios Advisors
New York
$78.3K +$71.1K +4,016 +234%
SPIA
40
Steward Partners Investment Advisory
New York
$46K
GWM
41
Geneos Wealth Management
Colorado
$43K
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$41K +$26.1K +1,472 +98%
AF
43
Allworth Financial
California
$27K
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$20K -$2.66K -150 -9%
RFA
45
Reilly Financial Advisors
California
$20K +$25.6K +1,446 New
NSIM
46
North Star Investment Management
Illinois
$19K
KFI
47
Key Financial Inc
Pennsylvania
$19K +$23.8K +1,342 New
NFG
48
Next Financial Group
Texas
$18K
JPLA
49
Joseph P. Lucia & Associates
New York
$12K
Bessemer Group
50
Bessemer Group
New Jersey
$12K +$15.9K +900 New

HPS Hedge Fund Activity: Q1 2020 in Review

59 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q1 2020, worth a combined $46.1M — down 31% from $67.3M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new HPS positions and 8 closed out — a net gain of 6 holders — while 19 added to existing stakes and 13 trimmed.

The largest buyer was Selway Asset Management, opening a new position worth an estimated $710K. The largest seller was UBS Group, cutting an estimated $1.12M.

  • 59 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q1 2020, up from 56 in Q4 2019.
  • Funds reported $46.1M of John Hancock Preferred Income Fund III stock for Q1 2020, down 31% quarter-over-quarter.
  • 14 funds opened new John Hancock Preferred Income Fund III positions in Q1 2020 and 8 closed out, a net change of +6 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q1 2020 was Selway Asset Management, an estimated $710K added.
  • The largest John Hancock Preferred Income Fund III seller in Q1 2020 was UBS Group, an estimated $1.12M sold.

Based on aggregated 13F filings for Q1 2020.