HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

50 hedge funds and large institutions have $61.5M invested in John Hancock Preferred Income Fund III in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
+4
Holders Change %
+8.7%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
20
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WWM
1
Western Wealth Management
Colorado
$804K
2
SWP
2
Stratos Wealth Partners
Ohio
$687K
3
AG
3
Advisor Group
Arizona
$814K
4
Wells Fargo
4
Wells Fargo
California
$1.38M
5
WS
5
Wedbush Securities
California
$626K

Top Sellers

1
Cohen & Steers
1
Cohen & Steers
New York
$4.45M
2
MAFM
2
Mid Atlantic Financial Management
Pennsylvania
$0
3
Invesco
3
Invesco
Georgia
$4.56M
4
CAN
4
Cetera Advisor Networks
California
$869K
5
UBS Group
5
UBS Group
Switzerland
$9M
Name Holding Trade Value Shares
Change 		Shares
Change %
BAS
26
Brown Advisory Securities
Maryland
$268K -$31.7K -1,583 -11%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$224K +$221 +11 +0.1%
CFGS
28
Concourse Financial Group Securities
Alabama
$216K +$6.42K +321 +3%
Citigroup
29
Citigroup
New York
$125K +$420 +21 +0.3%
NFG
30
Next Financial Group
Texas
$105K +$1.44K +72 +1%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$94K – – –
SPIA
32
Steward Partners Investment Advisory
New York
$70K – – –
GWM
33
Geneos Wealth Management
Colorado
$62K – – –
Bessemer Group
34
Bessemer Group
New Jersey
$54K +$54K +2,691 New
APA
35
American Portfolios Advisors
New York
$52K +$360 +18 +0.7%
JPLA
36
Joseph P. Lucia & Associates
New York
$37K -$1K -50 -3%
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$30K +$30K +1,500 New
NSIM
38
North Star Investment Management
Illinois
$27K +$27K +1,370 New
RIA
39
Realta Investment Advisors
Delaware
$18K – – –
GRP
40
Global Retirement Partners
California
$15K – – –
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$14K +$9.92K +500 +243%
FHA
42
Flagship Harbor Advisors
Massachusetts
$13K – – –
CAN
43
Claraphi Advisory Network
United States
$12K +$12K +606 New
AIC
44
Ameritas Investment Company
Nebraska
$11K +$11K +549 New
AF
45
Advisornet Financial
Minnesota
$10K – – –
FDCDDQ
46
Federation des caisses Desjardins du Quebec
Quebec, Canada
$6K – – –
EIP
47
Ellis Investment Partners
Pennsylvania
$5K +$91 +5 +2%
FANJ
48
Financial Architects (New Jersey)
New Jersey
$4K – – –
TRCT
49
Tower Research Capital (TRC)
New York
$2K +$2K +114 New
MAFM
50
Mid Atlantic Financial Management
Pennsylvania
– -$931K -48,169 Closed
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2
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