GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB

Overview Fund Activity

33 hedge funds and large institutions have $87.8M invested in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in 2014 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
33
Holders Change
+5
Holders Change %
+17.86%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
8
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$3.66M
2
Bank of America
2
Bank of America
North Carolina
$9.54M
3
U
3
UBS
Switzerland
$3.92M
4
RJA
4
Raymond James & Associates
Florida
$1.49M
5
Morgan Stanley
5
Morgan Stanley
New York
$21.7M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$25.4M
2
Invesco
2
Invesco
Georgia
$5.45M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.14M
4
PNC
4
Park National Corp
Ohio
$927K
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$182K
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
26
Citigroup
New York
$34K -$5.23K -240 -13%
WA
27
WFG Advisors
Texas
$31K +$31K +1,409 New
NES
28
New England Securities
New York
$29K – – –
NFG
29
Next Financial Group
Texas
$22K +$22K +987 New
TIM
30
Tortoise Investment Management
New York
$17K – – –
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$11K -$33K -1,500 -75%
TWA
32
TCI Wealth Advisors
Arizona
$7K +$7K +300 New
TRCT
33
Tower Research Capital (TRC)
New York
$3K -$15.6K -700 -84%
GSC
34
Ground Swell Capital
South Carolina
$1K +$1K +34 New
PP
35
Palladium Partners
Virginia
– -$64K -3,077 Closed
1
2