Tortoise Investment Management’s Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB Stock Holding History

Tortoise Investment Management’s Portfolio GBAB Stock Details GBAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-750	Closed	-$17K	–	447
2014 Q4	$17K	Sell	750 -1,500	-67%	-$32.6K	0.01%	287
2014 Q3	$48K	Buy	2,250 +1,500	+200%	+$32.5K	0.02%	208
2014 Q2	$17K	Hold	750	–	–	0.01%	283
2014 Q1	$16K	Buy	+750	New	+$15.3K	0.01%	242

Other funds holding GBAB

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

ACM

Ashford Capital Management Wilmington, Delaware $809M AUM 35.1% 1-Year Est. Return

Tortoise Investment Management's GBAB Position: Q1 2015 in Review

Tortoise Investment Management sold out of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) in Q1 2015, closing a stake of 750 shares — an estimated $17K sold.

Tortoise Investment Management first reported a position in GBAB in Q1 2014 and held it in 4 quarters. The position peaked at $48K in Q3 2014. 29 funds tracked by Wall St. Rank hold GBAB as of Q1 2015.

Tortoise Investment Management reported no remaining Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position as of Q1 2015 after selling out during the quarter.
Tortoise Investment Management sold 750 Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust shares in Q1 2015, an estimated $17K.
Tortoise Investment Management first reported a position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust in Q1 2014 and held it in 4 quarters.
Tortoise Investment Management's Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust position peaked at $48K in Q3 2014.
29 funds tracked by Wall St. Rank held Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Q1 2015.

Based on Tortoise Investment Management's 13F filing for Q1 2015, filed 20 Apr 2015.