First Trust Small Cap Core AlphaDEX Fund
145 hedge funds and large institutions have $624M invested in First Trust Small Cap Core AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 44 increasing their positions, 55 reducing their positions, and 13 closing their positions.
100% more first-time investments, than exits
New positions opened: 26 | Existing positions closed: 13
50% more funds holding in top 10
Funds holding in top 10: 2 → 3 (+1)
23% more capital invested
Capital invested by funds: $509M → $624M (+$116M)
9% more funds holding
Funds holding: 133 → 145 (+12)
6.36% more ownership
Funds ownership: 64.72% → 71.09% (+6.4%)
20% less repeat investments, than reductions
Existing positions increased: 44 | Existing positions reduced: 55
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$45.3M |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$3.46M |
| 3 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$1.89M |
| 4 |
JP Morgan Chase
New York
|
+$1.63M |
| 5 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$1.53M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$6.39M |
| 2 |
LPL Financial
San Diego,
California
|
-$5.61M |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$5.15M |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$3.35M |
| 5 |
FTUS
Flow Traders U.S.
New York
|
-$1.59M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
IWM
151
Iams Wealth Management
Omaha,
Nebraska
| – | -$405K | -5,026 | Closed |
|
|
AAS
152
Ameritas Advisory Services
Lincoln,
Nebraska
| – | -$231K | -2,892 | Closed |
|
|
SIS
153
Strategic Investment Solutions
Orland Park,
Illinois
| – | -$71K | -851 | Closed |
|
|
FAM
154
Flaharty Asset Management
Clearwater,
Florida
| – | -$60.1K | -745 | Closed |
|
155
AssetMark Inc
Concord,
California
| – | -$38.3K | -475 | Closed |
|
156
Legacy Financial Group (Iowa)
Des Moines,
Iowa
| – | -$21.1K | -262 | Closed |
|
|
BWP
157
Baldwin Wealth Partners
Marion,
Massachusetts
| – | -$19.4K | -240 | Closed |
|
|
BTI
158
Blue Trust Inc
Alpharetta,
Georgia
| – | -$10K | -126 | Closed |
|
FYX Hedge Fund Activity: Q4 2023 in Review
145 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2023, worth a combined $624M — up 23% from $509M a quarter earlier.
Buyers outnumbered sellers: 26 funds opened new FYX positions and 13 closed out — a net gain of 13 holders — while 44 added to existing stakes and 55 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $45.3M. The largest seller was Wells Fargo, cutting an estimated $6.39M.
- 145 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2023, up from 133 in Q3 2023.
- Funds reported $624M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2023, up 23% quarter-over-quarter.
- 26 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2023 and 13 closed out, a net change of +13 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2023 was Morgan Stanley, an estimated $45.3M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2023 was Wells Fargo, an estimated $6.39M sold.
Based on aggregated 13F filings for Q4 2023.