First Trust Small Cap Core AlphaDEX Fund
124 hedge funds and large institutions have $499M invested in First Trust Small Cap Core AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 37 increasing their positions, 56 reducing their positions, and 13 closing their positions.
1.74% more ownership
Funds ownership: 62.77% → 64.51% (+1.7%)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
0% more first-time investments, than exits
New positions opened: 13 | Existing positions closed: 13
1% less capital invested
Capital invested by funds: $503M → $499M (-$4.31M)
2% less funds holding
Funds holding: 126 → 124 (-2)
34% less repeat investments, than reductions
Existing positions increased: 37 | Existing positions reduced: 56
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NA
NewEdge Advisors
New Orleans,
Louisiana
|
+$5.8M |
| 2 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$2.75M |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$2.64M |
| 4 |
Baird Financial Group
Milwaukee,
Wisconsin
|
+$2.6M |
| 5 |
FTUS
Flow Traders U.S.
New York
|
+$1.89M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
-$9.27M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$8.92M |
| 3 |
M1FG
Mach-1 Financial Group
Rogers,
Arkansas
|
-$7.33M |
| 4 |
SWAG
Spectrum Wealth Advisory Group
Granite Bay,
California
|
-$5.48M |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$2.53M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
126
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$738K | -9,153 | Closed |
|
|
OMC
127
Old Mission Capital
Chicago,
Illinois
| – | -$615K | -7,632 | Closed |
|
|
IWM
128
Iams Wealth Management
Omaha,
Nebraska
| – | -$353K | -4,465 | Closed |
|
|
JIP
129
Jaffetilchin Investment Partners
Tampa,
Florida
| – | -$349K | -4,327 | Closed |
|
|
TSS
130
Two Sigma Securities
New York
| – | -$263K | -3,268 | Closed |
|
|
JMPWA
131
JP Morgan Private Wealth Advisors
San Francisco,
California
| – | -$263K | -3,263 | Closed |
|
|
AAS
132
Ameritas Advisory Services
Lincoln,
Nebraska
| – | -$207K | -2,588 | Closed |
|
|
WS
133
Wedbush Securities
Los Angeles,
California
| – | -$207K | -2,572 | Closed |
|
|
M1FG
134
Mach-1 Financial Group
Rogers,
Arkansas
| – | -$7.33M | -91 | Closed |
|
|
CFGS
135
Concourse Financial Group Securities
Birmingham,
Alabama
| – | -$5.92K | -75 | Closed |
|
|
BCMLT
136
Beacon Capital Management LLC (Tennessee)
Franklin,
Tennessee
| – | -$2.82K | -35 | Closed |
|
|
FCAS
137
First Command Advisory Services
Fort Worth,
Texas
| – | +$4.19K | +53 | New |
|
FYX Hedge Fund Activity: Q2 2023 in Review
124 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2023, worth a combined $499M — down 0.86% from $503M a quarter earlier.
Fund positioning in FYX was balanced in Q2 2023: 13 funds opened new positions, 13 closed out, 37 added to existing stakes and 56 trimmed.
The largest buyer was NewEdge Advisors, adding an estimated $5.8M. The largest seller was LPL Financial, cutting an estimated $9.27M.
- 124 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2023, down from 126 in Q1 2023.
- Funds reported $499M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2023, down 0.86% quarter-over-quarter.
- 13 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2023 and 13 closed out, a net change of 0 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q2 2023 was NewEdge Advisors, an estimated $5.8M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q2 2023 was LPL Financial, an estimated $9.27M sold.
Based on aggregated 13F filings for Q2 2023.