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First Trust Small Cap Core AlphaDEX Fund

126 hedge funds and large institutions have $503M invested in First Trust Small Cap Core AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 46 increasing their positions, 49 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 12

3% more capital invested

Capital invested by funds: $491M → $503M (+$12.3M)

0.2% less ownership

Funds ownership: 62.97%62.77% (-0.2%)

6% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 49

2% less funds holding

Funds holding: 128126 (-2)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
126
Holders Change
-2
Holders Change %
-1.56%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
13
Increased
46
Reduced
49
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PNC
26
Park National Corp
Ohio
$4.27M -$136K -1,624 -3%
PSCM
27
Per Stirling Capital Management
Texas
$3.52M +$110K +1,315 +3%
CAN
28
Cetera Advisor Networks
California
$3.41M +$244K +2,926 +7%
MIM
29
MTM Investment Management
South Carolina
$3.14M +$88.1K +1,056 +3%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$2.9M +$157K +1,883 +6%
USCWA
31
U.S. Capital Wealth Advisors
Texas
$2.85M +$111K +1,330 +4%
HighTower Advisors
32
HighTower Advisors
Illinois
$2.72M -$76.1K -912 -3%
DWP
33
Daymark Wealth Partners
Ohio
$2.54M +$2.63M +31,565 New
RGF
34
Retirement Guys Formula
Ohio
$2.42M -$17.2K -206 -0.7%
MFG
35
Mainsail Financial Group
Washington
$2.32M -$408K -4,889 -14%
PIA
36
Perennial Investment Advisors
California
$2.29M +$252K +3,022 +12%
AWS
37
Atria Wealth Solutions
New York
$1.9M -$212K -2,536 -10%
FAIM
38
Financial Advocates Investment Management
Washington
$1.9M +$72.8K +872 +4%
OIA
39
OneDigital Investment Advisors
Kansas
$1.89M -$32K -384 -2%
LI
40
LVZ Inc
Michigan
$1.86M -$41.2K -494 -2%
BAM
41
Belpointe Asset Management
Nevada
$1.74M -$40.6K -486 -2%
SOS
42
Silver Oak Securities
Tennessee
$1.73M +$326K +3,911 +22%
CA
43
Cetera Advisors
Colorado
$1.69M +$101K +1,210 +6%
Truist Financial
44
Truist Financial
North Carolina
$1.68M -$101K -1,214 -6%
MA
45
MONECO Advisors
Connecticut
$1.66M +$19.3K +231 +1%
CAS
46
Coppell Advisory Solutions
Texas
$1.46M -$14.9K -178 -1%
CASC
47
Coppell Advisory Solutions Corp
Texas
$1.46M -$14.9K -178 -1%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$1.45M -$10K -120 -0.7%
AWAG
49
ARS Wealth Advisors Group
Florida
$1.37M -$723K -8,660 -34%
AWA
50
Arkadios Wealth Advisors
Georgia
$1.33M -$904K -10,831 -40%

FYX Hedge Fund Activity: Q1 2023 in Review

126 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2023, worth a combined $503M — up 2.5% from $491M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FYX positions and 12 closed out — a net gain of 1 holder — while 46 added to existing stakes and 49 trimmed.

The largest buyer was Bank of America, adding an estimated $2.64M. The largest seller was Private Advisor Group, cutting an estimated $5.22M.

  • 126 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2023, down from 128 in Q4 2022.
  • Funds reported $503M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2023, up 2.5% quarter-over-quarter.
  • 13 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2023 and 12 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2023 was Bank of America, an estimated $2.64M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2023 was Private Advisor Group, an estimated $5.22M sold.

Based on aggregated 13F filings for Q1 2023.