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First Trust Small Cap Core AlphaDEX Fund
FYX

128 hedge funds and large institutions have $491M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 52 increasing their positions, 35 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 15

49% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 35

7% more capital invested

Capital invested by funds: $459M → $491M (+$32.2M)

5% more funds holding

Funds holding: 122 → 128 (+6)

0.41% less ownership

Funds ownership: 63.37% → 62.97% (-0.41%)

20% less funds holding in top 10

Funds holding in top 10: 5 → 4 (-1)

Holders
128
Holders Change
+6
Holders Change %
+4.92%
% of All Funds
2.06%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.06%
New
23
Increased
52
Reduced
35
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$4.91M
2
FTUS
Flow Traders U.S.
New York
+$1.82M
3
BAM
Belpointe Asset Management
Nevada
+$1.75M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.67M
5
UBS Group
UBS Group
Switzerland
+$1.44M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$12.5M
2
WWM
Western Wealth Management
Colorado
-$5.98M
3
Osaic Holdings
Osaic Holdings
Arizona
-$1.73M
4
RGF
Retirement Guys Formula
Ohio
-$1.47M
5
AWAG
ARS Wealth Advisors Group
Florida
-$1.32M
Name Holding Trade Value Shares
Change 		Change in
Stake
PNC
26
Park National Corp
Ohio
$4.28M -$48.4K -609 -1%
AWM
27
Avaii Wealth Management
Wisconsin
$3.65M +$47.5K +597 +1%
PSCM
28
Per Stirling Capital Management
Texas
$3.33M +$3.37M +42,413 New
CAN
29
Cetera Advisor Networks
California
$3.09M +$508K +6,380 +19%
MIM
30
MTM Investment Management
South Carolina
$2.97M +$72.2K +908 +2%
MFG
31
Mainsail Financial Group
Washington
$2.77M +$2.7M +33,900 New
HighTower Advisors
32
HighTower Advisors
Illinois
$2.72M -$71.9K -904 -3%
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$2.67M +$22K +277 +0.8%
USCWA
34
U.S. Capital Wealth Advisors
Texas
$2.67M +$274K +3,450 +11%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$2.49M +$1.67M +21,049 +196%
RGF
36
Retirement Guys Formula
Ohio
$2.37M -$1.47M -18,446 -38%
FTUS
37
Flow Traders U.S.
New York
$2.37M +$1.82M +22,912 +315%
IA
38
IFP Advisors
Florida
$2.34M +$149K +1,873 +6%
AWA
39
Arkadios Wealth Advisors
Georgia
$2.15M +$389K +4,884 +22%
AWS
40
Atria Wealth Solutions
New York
$2.05M -$745K -9,361 -26%
AWAG
41
ARS Wealth Advisors Group
Florida
$2.01M -$1.32M -16,654 -39%
PIA
42
Perennial Investment Advisors
California
$1.99M -$56.2K -706 -3%
OIA
43
OneDigital Investment Advisors
Kansas
$1.87M -$31.7K -398 -2%
LI
44
LVZ Inc
Michigan
$1.85M +$129K +1,626 +7%
FAIM
45
Financial Advocates Investment Management
Washington
$1.78M +$185K +2,326 +11%
Truist Financial
46
Truist Financial
North Carolina
$1.73M -$232K -2,913 -12%
BAM
47
Belpointe Asset Management
Nevada
$1.73M +$1.75M +22,049 New
MA
48
MONECO Advisors
Connecticut
$1.6M -$151K -1,897 -8%
CA
49
Cetera Advisors
Colorado
$1.55M +$321K +4,040 +26%
CAS
50
Coppell Advisory Solutions
Texas
$1.46M +$1.48M +18,626 New
1
2
3 4 5

FYX Hedge Fund Activity: Q4 2022 in Review

128 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2022, worth a combined $491M — up 7% from $459M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FYX positions and 15 closed out — a net gain of 8 holders — while 52 added to existing stakes and 35 trimmed.

The largest buyer was LPL Financial, adding an estimated $4.91M. The largest seller was Bank of America, cutting an estimated $12.5M.

  • 128 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2022, up from 122 in Q3 2022.
  • Funds reported $491M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2022, up 7% quarter-over-quarter.
  • 23 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2022 and 15 closed out, a net change of +8 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2022 was LPL Financial, an estimated $4.91M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2022 was Bank of America, an estimated $12.5M sold.

Based on aggregated 13F filings for Q4 2022.