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First Trust Small Cap Core AlphaDEX Fund

122 hedge funds and large institutions have $459M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 45 increasing their positions, 40 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

13% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 40

0.73% less ownership

Funds ownership: 64.1%63.37% (-0.73%)

5% less funds holding

Funds holding: 128122 (-6)

7% less capital invested

Capital invested by funds: $492M → $459M (-$32.8M)

31% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 16

Holders
122
Holders Change
-6
Holders Change %
-4.69%
% of All Funds
2.1%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
11
Increased
45
Reduced
40
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RGF
26
Retirement Guys Formula
Ohio
$3.54M +$79.4K +977 +2%
IA
27
IFG Advisory
Georgia
$3.51M -$87.5K -1,077 -2%
Stifel Financial
28
Stifel Financial
Missouri
$3.46M +$708K +8,710 +22%
AWM
29
Avaii Wealth Management
Wisconsin
$3.34M -$816K -10,036 -18%
AWAG
30
ARS Wealth Advisors Group
Florida
$3.08M -$1.52M -18,716 -31%
MIM
31
MTM Investment Management
South Carolina
$2.69M +$100K +1,230 +3%
HighTower Advisors
32
HighTower Advisors
Illinois
$2.59M +$343K +4,215 +13%
AWS
33
Atria Wealth Solutions
New York
$2.58M -$12.2K -150 -0.4%
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$2.46M -$102K -1,254 -4%
CAN
35
Cetera Advisor Networks
California
$2.4M +$15.5K +191 +0.6%
USCWA
36
U.S. Capital Wealth Advisors
Texas
$2.23M +$20.3K +250 +0.8%
IA
37
IFP Advisors
Florida
$2.21M +$56.2K +691 +2%
SOS
38
Silver Oak Securities
Tennessee
$2.2M +$1.07M +13,208 +94%
PIA
39
Perennial Investment Advisors
California
$1.9M +$243K +2,989 +13%
Truist Financial
40
Truist Financial
North Carolina
$1.81M +$47.1K +580 +2%
OIA
41
OneDigital Investment Advisors
Kansas
$1.76M +$95.8K +1,179 +5%
AWA
42
Arkadios Wealth Advisors
Georgia
$1.64M +$455K +5,602 +33%
MA
43
MONECO Advisors
Connecticut
$1.62M +$207K +2,546 +13%
LI
44
LVZ Inc
Michigan
$1.59M +$117K +1,438 +7%
FAIM
45
Financial Advocates Investment Management
Washington
$1.46M +$564K +6,940 +52%
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$1.19M -$37K -455 -3%
CA
47
Cetera Advisors
Colorado
$1.15M +$107K +1,312 +9%
NFG
48
Nations Financial Group
Iowa
$1.03M
CAPTRUST Financial Advisors
49
CAPTRUST Financial Advisors
North Carolina
$966K +$1.08M +13,284 New
VCM
50
Virtue Capital Management
Tennessee
$804K -$9.75K -120 -1%

FYX Hedge Fund Activity: Q3 2022 in Review

122 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2022, worth a combined $459M — down 6.7% from $492M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FYX and 11 opened new positions — a net loss of 5 holders — while 40 trimmed existing stakes and 45 added.

The largest buyer was Wealth Alliance Advisory Group, opening a new position worth an estimated $8.27M. The largest seller was Morgan Stanley, cutting an estimated $12.9M.

  • 122 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2022, down from 128 in Q2 2022.
  • Funds reported $459M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2022, down 6.7% quarter-over-quarter.
  • 11 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2022 and 16 closed out, a net change of -5 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2022 was Wealth Alliance Advisory Group, an estimated $8.27M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2022 was Morgan Stanley, an estimated $12.9M sold.

Based on aggregated 13F filings for Q3 2022.