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First Trust Mid Cap Growth AlphaDEX Fund

112 hedge funds and large institutions have $321M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 30 increasing their positions, 40 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

13% more funds holding

Funds holding: 99112 (+13)

2.61% more ownership

Funds ownership: 68.18%70.78% (+2.6%)

3% more capital invested

Capital invested by funds: $311M → $321M (+$10.2M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

25% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 40

Holders
112
Holders Change
+13
Holders Change %
+13.13%
% of All Funds
1.72%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
20
Increased
30
Reduced
40
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
101
US Bancorp
Minnesota
$22K -$2.69K -36 -11%
PA
102
PSI Advisors
Florida
$19K
AF
103
Allworth Financial
California
$17K
RIA
104
Richwood Investment Advisors
Ohio
$16K +$16.4K +220 New
Rockefeller Capital Management
105
Rockefeller Capital Management
New York
$14K
AIP
106
Ahrens Investment Partners
Louisiana
$12K +$11.9K +160 New
CWA
107
Clearview Wealth Advisors
Oregon
$8K
PFGIA
108
Patriot Financial Group Insurance Agency
Massachusetts
$7K
CFGS
109
Concourse Financial Group Securities
Alabama
$3K
Northwestern Mutual Wealth Management
110
Northwestern Mutual Wealth Management
Wisconsin
$2K
TAM
111
Tucker Asset Management
Colorado
$1.48K
FHC
112
First Heartland Consultants
Missouri
$1.03K -$599K -8,024 -37%
APA
113
American Portfolios Advisors
New York
$148
Citadel Advisors
114
Citadel Advisors
Florida
-$2.75M -38,338 Closed
PAG
115
Private Advisory Group
Washington
-$2.51M -34,962 Closed
FTUS
116
Flow Traders U.S.
New York
-$2.26M -31,435 Closed
Barclays
117
Barclays
United Kingdom
-$97K -1,345 Closed
Citigroup
118
Citigroup
New York
-$49K -679 Closed
LS
119
Leelyn Smith
Illinois
-$8K -110 Closed
KIG
120
Kowal Investment Group
Wisconsin
-$8K -108 Closed
AWM
121
Avior Wealth Management
Nebraska
-$3.36K -45 -90%

FNY Hedge Fund Activity: Q4 2021 in Review

112 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q4 2021, worth a combined $321M — up 3.3% from $311M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FNY positions and 7 closed out — a net gain of 13 holders — while 30 added to existing stakes and 40 trimmed.

The largest buyer was GM Advisory Group, opening a new position worth an estimated $24.6M. The largest seller was J. Arnold Wealth Management, cutting an estimated $17.8M.

  • 112 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q4 2021, up from 99 in Q3 2021.
  • Funds reported $321M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q4 2021, up 3.3% quarter-over-quarter.
  • 20 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q4 2021 and 7 closed out, a net change of +13 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q4 2021 was GM Advisory Group, an estimated $24.6M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q4 2021 was J. Arnold Wealth Management, an estimated $17.8M sold.

Based on aggregated 13F filings for Q4 2021.