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First Trust Mid Cap Growth AlphaDEX Fund
FNY

96 hedge funds and large institutions have $299M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 23 increasing their positions, 47 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

0.48% less ownership

Funds ownership: 67.66% → 67.18% (-0.48%)

6% less capital invested

Capital invested by funds: $318M → $299M (-$18.4M)

9% less funds holding

Funds holding: 105 → 96 (-9)

37% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 19

51% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 47

Holders
96
Holders Change
-9
Holders Change %
-8.57%
% of All Funds
1.67%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.07%
New
12
Increased
23
Reduced
47
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
WP
WealthShield Partners
North Carolina
+$11.4M
2
SAM
Synergy Asset Management
Washington
+$5.87M
3
SMF
Sterling Manor Financial
New York
+$4.49M
4
IWC
Integrated Wealth Concepts
Massachusetts
+$1.38M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.36M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$8.95M
2
AOG
Alpha Omega Group
Virginia
-$6.53M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$5.12M
4
OMC
Old Mission Capital
Illinois
-$5.07M
5
Wells Fargo
Wells Fargo
California
-$4.22M
Name Holding Trade Value Shares
Change 		Change in
Stake
Truist Financial
76
Truist Financial
North Carolina
$203K -$151K -2,152 -44%
CCA
77
Clearwater Capital Advisors
Illinois
$201K +$187K +2,663 New
FFA
78
Founders Financial Alliance
North Carolina
$157K -$772 -11 -0.5%
CCM
79
Covington Capital Management
California
$114K +$107K +1,519 New
SB
80
Strategic Blueprint
Georgia
$109K +$102K +1,451 New
PNC Financial Services Group
81
PNC Financial Services Group
Pennsylvania
$84K -$41.3K -589 -35%
TI
82
tru Independence
Oregon
$77K +$71.4K +1,018 New
SPIA
83
Steward Partners Investment Advisory
New York
$41K +$3.16K +45 +9%
US Bancorp
84
US Bancorp
Minnesota
$29K -$3.86K -55 -12%
AF
85
Allworth Financial
California
$17K – – –
AWA
86
Arkadios Wealth Advisors
Georgia
$12K – – –
WP
87
WealthShield Partners
North Carolina
$12K +$11.4M +162,268 +96,017%
CFGS
88
Concourse Financial Group Securities
Alabama
$10K -$6.8K -97 -43%
CWA
89
Clearview Wealth Advisors
Oregon
$8K – – –
LS
90
Leelyn Smith
Illinois
$8K – – –
PFGIA
91
Patriot Financial Group Insurance Agency
Massachusetts
$7K – – –
Fidelity Investments
92
Fidelity Investments
Massachusetts
$7K +$3.72K +53 +133%
Northwestern Mutual Wealth Management
93
Northwestern Mutual Wealth Management
Wisconsin
$6K +$3.51K +50 +217%
PMFA
94
Plante Moran Financial Advisors
Michigan
$6K +$6.03K +86 New
GI
95
Gradient Investments
Minnesota
$4K – – –
AWM
96
Avior Wealth Management
Nebraska
$3K -$32.4K -462 -90%
TAM
97
Tucker Asset Management
Colorado
$1.51K – – –
APA
98
American Portfolios Advisors
New York
$151 -$1.54K -22 -92%
LA
99
LexAurum Advisors
Kansas
– -$2.08M -30,538 Closed
Bank of America
100
Bank of America
North Carolina
– -$1.61M -23,681 Closed
1 2 3
4
5

FNY Hedge Fund Activity: Q2 2021 in Review

96 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q2 2021, worth a combined $299M — down 5.8% from $318M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of FNY and 12 opened new positions — a net loss of 7 holders — while 47 trimmed existing stakes and 23 added.

The largest buyer was WealthShield Partners, adding an estimated $11.4M. The largest seller was Morgan Stanley, cutting an estimated $8.95M.

  • 96 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q2 2021, down from 105 in Q1 2021.
  • Funds reported $299M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q2 2021, down 5.8% quarter-over-quarter.
  • 12 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q2 2021 and 19 closed out, a net change of -7 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q2 2021 was WealthShield Partners, an estimated $11.4M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q2 2021 was Morgan Stanley, an estimated $8.95M sold.

Based on aggregated 13F filings for Q2 2021.