We are live on ! Find out more
FNY icon

First Trust Mid Cap Growth AlphaDEX Fund

56 hedge funds and large institutions have $146M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 23 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 19

21% more capital invested

Capital invested by funds: $121M → $146M (+$25.4M)

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

2% more funds holding

Funds holding: 5556 (+1)

0.33% less ownership

Funds ownership: 63.15%62.82% (-0.33%)

Holders
56
Holders Change
+1
Holders Change %
+1.82%
% of All Funds
1.21%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
23
Reduced
19
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IWM
26
IHT Wealth Management
Illinois
$552K +$529K +12,777 New
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$545K +$179K +4,324 +52%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$538K -$75K -1,810 -13%
PAG
29
Private Advisor Group
New Jersey
$528K +$506K +12,214 New
CAN
30
Cetera Advisor Networks
California
$471K +$454K +10,955 New
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$469K -$29K -700 -6%
DADC
32
D.A. Davidson & Co
Montana
$409K +$5.72K +138 +1%
SFS
33
Sowell Financial Services
Arkansas
$378K +$363K +8,759 New
FAAS
34
First Allied Advisory Services
California
$345K -$10.2K -247 -3%
Carson Wealth (CWM LLC)
35
Carson Wealth (CWM LLC)
Nebraska
$229K -$3.25M -78,403 -96%
BTS
36
BB&T Securities
Virginia
$228K +$219K +5,289 New
IA
37
IFP Advisors
Florida
$221K -$104K -2,506 -33%
CWA
38
Clarus Wealth Advisors
Arizona
$221K +$4.56K +110 +2%
Goldman Sachs
39
Goldman Sachs
New York
$216K -$1.93M -46,550 -90%
WP
40
WealthShield Partners
North Carolina
$198K -$40.8K -984 -18%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$186K -$17.9K -433 -9%
CA
42
Cetera Advisors
Colorado
$147K +$140K +3,380 New
ASN
43
Advisory Services Network
Georgia
$141K +$67.1K +1,620 +98%
TFA
44
Transamerica Financial Advisors
Florida
$81K -$1.99M -48,114 -96%
RCAG
45
Rehmann Capital Advisory Group
Michigan
$14.7K
RIA
46
Realta Investment Advisors
Delaware
$12K +$11.2K +270 New
Citigroup
47
Citigroup
New York
$11K +$10.9K +263 New
CFGS
48
Concourse Financial Group Securities
Alabama
$8K -$12.3K -298 -61%
SWM
49
SeaCrest Wealth Management
New York
$8K
NWM
50
Northwest Wealth Management
Iowa
$4K

FNY Hedge Fund Activity: Q1 2019 in Review

56 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q1 2019, worth a combined $146M — up 21% from $121M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FNY positions and 8 closed out — a net gain of 1 holder — while 23 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.51M. The largest seller was Carson Wealth (CWM LLC), cutting an estimated $3.25M.

  • 56 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q1 2019, up from 55 in Q4 2018.
  • Funds reported $146M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q1 2019, up 21% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q1 2019 and 8 closed out, a net change of +1 holder.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q1 2019 was Morgan Stanley, an estimated $5.51M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q1 2019 was Carson Wealth (CWM LLC), an estimated $3.25M sold.

Based on aggregated 13F filings for Q1 2019.