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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

36 hedge funds and large institutions have $46.9M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
9
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$1.4M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.04M
3
Jane Street
Jane Street
New York
+$598K
4
Citadel Advisors
Citadel Advisors
Florida
+$218K
5
MFS
MSI Financial Services
Massachusetts
+$177K

Top Sellers

1
TFA
Transamerica Financial Advisors
Florida
-$10.1M
2
Wells Fargo
Wells Fargo
California
-$6.97M
3
LPL Financial
LPL Financial
California
-$5.19M
4
Morgan Stanley
Morgan Stanley
New York
-$4.48M
5
BTS
BB&T Securities
Virginia
-$3.74M
Name Holding Trade Value Shares
Change 		Shares
Change %
Citadel Advisors
26
Citadel Advisors
Florida
$218K +$218K +7,530 New
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$161K +$161K +5,585 New
WA
28
WFG Advisors
Texas
$137K +$8.69K +300 +7%
Citigroup
29
Citigroup
New York
$60K -$7.44K -258 -11%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$44K +$574 +20 +1%
DADC
31
D.A. Davidson & Co
Montana
$43K +$5.36K +190 +14%
Manulife (Manufacturers Life Insurance)
32
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$16K +$16K +545 New
GWM
33
Geneos Wealth Management
Colorado
$13K +$13K +479 New
WEC
34
Winslow Evans & Crocker
Massachusetts
$6.5K -$29 -1 -0.4%
BTS
35
BB&T Securities
Virginia
– -$3.74M -129,822 Closed
VFS
36
VSR Financial Services
Kansas
– -$1.8M -62,466 Closed
JIP
37
Jaffetilchin Investment Partners
Florida
– -$290K -10,058 Closed
CPIG
38
Chicago Partners Investment Group
Illinois
– -$257K -8,904 Closed
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