First Trust Mid Cap Growth AlphaDEX Fund
FNY
33 hedge funds and large institutions have $79.2M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 4 closing their positions.
50% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 4
40% more repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 10
10% more capital invested
Capital invested by funds: $71.7M → $79.2M (+$7.52M)
6% more funds holding
Funds holding: 31 → 33 (+2)
4.5% more ownership
Funds ownership: 66.07% → 70.57% (+4.5%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$5.05M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.97M |
| 3 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
+$1.82M |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$978K |
| 5 |
First Trust Advisors
Wheaton,
Illinois
|
+$550K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$2.98M |
| 2 |
Jane Street
New York
|
-$1.3M |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$575K |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$357K |
| 5 |
ONB
Old National Bancorp
Evansville,
Indiana
|
-$260K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WA
26
WFG Advisors
Dallas,
Texas
| $128K | +$21.2K | +727 | +20% |
|
27
Citigroup
New York
| $67K | +$6.6K | +226 | +11% |
|
|
MFS
28
MSI Financial Services
Springfield,
Massachusetts
| $47K | +$34.2K | +1,172 | +247% |
|
29
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $44K | +$3.39K | +116 | +8% |
|
|
DADC
30
D.A. Davidson & Co
Great Falls,
Montana
| $38K | +$6.6K | +226 | +20% |
|
|
AIG
31
American International Group
New York
| $32K | – | – | – |
|
|
WEC
32
Winslow Evans & Crocker
Boston,
Massachusetts
| $6.49K | – | – | – |
|
|
33
Jane Street
New York
| – | -$1.3M | -46,370 | Closed |
|
|
34
Citadel Advisors
Miami,
Florida
| – | -$357K | -12,713 | Closed |
|
35
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| – | -$21K | -736 | Closed |
|
|
BCM
36
Brookstone Capital Management
Wheaton,
Illinois
| – | -$10K | -359 | Closed |
|
FNY Hedge Fund Activity: Q4 2015 in Review
33 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q4 2015, worth a combined $79.2M — up 10% from $71.7M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new FNY positions and 4 closed out — a net gain of 2 holders — while 14 added to existing stakes and 10 trimmed.
The largest buyer was LPL Financial, adding an estimated $5.05M. The largest seller was Morgan Stanley, cutting an estimated $2.98M.
- 33 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q4 2015, up from 31 in Q3 2015.
- Funds reported $79.2M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q4 2015, up 10% quarter-over-quarter.
- 6 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q4 2015 and 4 closed out, a net change of +2 holders.
- The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q4 2015 was LPL Financial, an estimated $5.05M added.
- The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q4 2015 was Morgan Stanley, an estimated $2.98M sold.
Based on aggregated 13F filings for Q4 2015.