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First Trust Mid Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BAAM
51
Baker Avenue Asset Management
California
$289K +$277K +5,400 New
MIAN
52
Mariner Independent Advisor Network
Kansas
$281K +$270K +5,263 New
HH
53
Hilltop Holdings
Texas
$243K
NFG
54
Next Financial Group
Texas
$204K +$205K +4,001 New
SF
55
Synovus Financial
Georgia
$191K
WA
56
WFG Advisors
Texas
$143K +$13.9K +271 +11%
Fifth Third Bancorp
57
Fifth Third Bancorp
Ohio
$142K +$59.5K +1,160 +77%
Creative Planning
58
Creative Planning
Kansas
$59K -$87.9K -1,713 -61%
MAS
59
Madden Advisory Services
Florida
$45K
Citigroup
60
Citigroup
New York
$41K -$4.1K -80 -9%
WEC
61
Winslow Evans & Crocker
Massachusetts
$32.1K -$7.69K -150 -20%
MFS
62
MSI Financial Services
Massachusetts
$22K
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$15K
SGC
64
South Georgia Capital
Illinois
$15K
WRM
65
Westport Resources Management
Connecticut
$12K
RIA
66
Regal Investment Advisors
Michigan
$11K
JFA
67
JNBA Financial Advisors
Minnesota
$2K +$2.26K +44 New
Citadel Advisors
68
Citadel Advisors
Florida
-$290K -5,635 Closed
SAM
69
Shamrock Asset Management
Texas
-$54K -1,040 Closed
US Bancorp
70
US Bancorp
Minnesota
-$47K -913 Closed
TAIM
71
TD Ameritrade Investment Management
Nebraska
-$26K -497 Closed
S
72
SignatureFD
Georgia
-$9K -183 Closed