FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

75 hedge funds and large institutions have $84.8M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2015 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 22 increasing their positions, 18 reducing their positions, and 4 closing their positions.

Holders
75
Holders Change
+2
Holders Change %
+2.74%
% of All Funds
2.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
22
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NPC
1
National Planning Corporation
California
$1.7M
2
FFA
2
First Foundation Advisors
California
$741K
3
Wells Fargo
3
Wells Fargo
California
$3.01M
4
AIG
4
American International Group
New York
$1.34M
5
AF
5
Affiance Financial
Minnesota
$619K

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$5.31M
2
GC
2
Guggenheim Capital
Illinois
$6.12M
3
Cohen & Steers
3
Cohen & Steers
New York
$2.83M
4
Morgan Stanley
4
Morgan Stanley
New York
$9.06M
5
Creative Planning
5
Creative Planning
Kansas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SSB
51
Sandy Spring Bank
Maryland
$50K – – –
NSIM
52
North Star Investment Management
Illinois
$37K +$1.91K +103 +5%
LWM
53
Lenox Wealth Management
Ohio
$36K – – –
Northwestern Mutual Wealth Management
54
Northwestern Mutual Wealth Management
Wisconsin
$36K +$36K +1,956 New
CAPTRUST Financial Advisors
55
CAPTRUST Financial Advisors
North Carolina
$33K – – –
TRCT
56
Tower Research Capital (TRC)
New York
$32K +$32K +1,741 New
AAM
57
Advisors Asset Management
Colorado
$30K +$30K +1,597 New
DADC
58
D.A. Davidson & Co
Montana
$24K – – –
Citigroup
59
Citigroup
New York
$23K -$36.6K -1,958 -61%
Bank of Montreal
60
Bank of Montreal
Ontario, Canada
$22K – – –
FAM
61
Formidable Asset Management
Ohio
$21K – – –
HF
62
Hoxton Financial
West Virginia
$19K – – –
SIG
63
Stanford Investment Group
California
$19K – – –
NFG
64
Next Financial Group
Texas
$16K – – –
CFA
65
Carroll Financial Associates
North Carolina
$15K – – –
TFA
66
Transamerica Financial Advisors
Florida
$10K – – –
DBT
67
Dubuque Bank & Trust
Iowa
$10K +$10K +535 New
OSNBOA
68
Old Second National Bank of Aurora
Illinois
$9K – – –
JIC
69
Joel Isaacson & Co
New York
$8K – – –
AWM
70
Avior Wealth Management
Nebraska
$8K – – –
HR
71
Howe & Rusling
New York
$6K – – –
WTB
72
Washington Trust Bank
Washington
$5K – – –
S
73
SignatureFD
Georgia
$4K -$8.83K -468 -69%
US Bancorp
74
US Bancorp
Minnesota
$3K +$3K +162 New
Deutsche Bank
75
Deutsche Bank
Germany
$2K -$2K -117 -50%
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