Dubuque Bank & Trust’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Dubuque Bank & Trust’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-535	Closed	-$11K	–	587
2016 Q1	$11K	Hold	535	–	–	﹤0.01%	418
2015 Q4	$11K	Hold	535	–	–	﹤0.01%	493
2015 Q3	$10K	Hold	535	–	–	﹤0.01%	429
2015 Q2	$10K	Buy	+535	New	+$10.9K	﹤0.01%	477

Other funds holding FFC

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Dubuque Bank & Trust's FFC Position: Q2 2016 in Review

Dubuque Bank & Trust sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q2 2016, closing a stake of 535 shares — an estimated $11K sold.

Dubuque Bank & Trust first reported a position in FFC in Q2 2015 and held it in 4 quarters. The position peaked at $11K in Q1 2016. 69 funds tracked by Wall St. Rank hold FFC as of Q2 2016.

Dubuque Bank & Trust reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q2 2016 after selling out during the quarter.
Dubuque Bank & Trust sold 535 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q2 2016, an estimated $11K.
Dubuque Bank & Trust first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2015 and held it in 4 quarters.
Dubuque Bank & Trust's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $11K in Q1 2016.
69 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q2 2016.

Based on Dubuque Bank & Trust's 13F filing for Q2 2016, filed 12 Aug 2016.