FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

65 hedge funds and large institutions have $91.6M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 9 closing their positions.

Holders
65
Holders Change
–
Holders Change %
0%
% of All Funds
1.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
20
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$5.21M
2
NL
2
NWAM LLC
Washington
$2.48M
3
IMS
3
Index Management Solutions
Pennsylvania
$966K
4
WA
4
WFG Advisors
Texas
$1.45M
5
OA
5
Oxbow Advisors
Texas
$8.39M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$6.12M
2
PRCM
2
Pine River Capital Management
Minnesota
$0
3
SG Americas Securities
3
SG Americas Securities
New York
$0
4
WAM
4
Weiss Asset Management
Massachusetts
$0
5
HighTower Advisors
5
HighTower Advisors
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
MBT
26
Montecito Bank & Trust
California
$417K 21,699 -2,963 -12%
AIG
27
American International Group
New York
$392K 20,395 +1,257 +7%
CIA
28
Capital Investment Advisors
Georgia
$375K 19,517 +3,170 +19%
VFS
29
VSR Financial Services
Kansas
$349K 18,144 -6,488 -26%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$345K 17,962 +2,301 +15%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$321K 16,690 +4,600 +38%
SGCA
32
Steel Grove Capital Advisors
Tennessee
$301K 15,669 -939 -6%
SIA
33
Sit Investment Associates
Minnesota
$288K 15,000 – –
ACP
34
Aviance Capital Partners
Florida
$234K 12,169 – –
RJFSA
35
Raymond James Financial Services Advisors
Florida
$232K 12,090 – –
RJA
36
Raymond James & Associates
Florida
$229K 11,927 -2,060 -15%
BRWA
37
B. Riley Wealth Advisors
Florida
$217K 11,271 – –
CWM
38
Concert Wealth Management
California
$205K 10,495 -900 -8%
IH
39
IFC Holdings
Florida
$197K 10,152 +10,152 New
GEM
40
Global Endowment Management
North Carolina
$192K 10,000 – –
TRCT
41
Tower Research Capital (TRC)
New York
$166K 8,655 +8,601 +15,928%
WT
42
Whittier Trust
California
$102K 5,328 -4,157 -44%
PSUF
43
People's United Financial
Connecticut
$95K 4,954 – –
Creative Planning
44
Creative Planning
Kansas
$88K 4,555 +4,555 New
WEC
45
Winslow Evans & Crocker
Massachusetts
$84.7K 4,406 – –
GGPS
46
Gary Goldberg Planning Services
New York
$79K 4,100 +2,200 +116%
NSIM
47
North Star Investment Management
Illinois
$56K 2,926 +2,926 New
SF
48
Synovus Financial
Georgia
$53K 2,781 – –
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$44K 2,250 -550 -20%
PTC
50
Private Trust Company
Ohio
$40K 2,100 – –
1
2
3