Steel Grove Capital Advisors’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Steel Grove Capital Advisors’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-12,280	Closed	-$229K	–	201
2015 Q2	$229K	Sell	12,280 -2,057	-14%	-$41.8K	0.05%	154
2015 Q1	$292K	Buy	+14,337	New	+$294K	0.07%	111
2014 Q3	$302K	Sell	15,614 -55	-0.4%	-$1.06K	0.07%	100
2014 Q2	$307K	Hold	15,669	–	–	0.07%	101
2014 Q1	$301K	Sell	15,669 -939	-6%	-$17.4K	0.07%	102
2013 Q4	$291K	Hold	16,608	–	–	0.07%	103
2013 Q3	$299K	Hold	16,608	–	–	0.08%	99
2013 Q2	$311K	Buy	+16,608	New	+$333K	0.1%	98

Other funds holding FFC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

MCC

Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Steel Grove Capital Advisors's FFC Position: Q3 2015 in Review

Steel Grove Capital Advisors sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q3 2015, closing a stake of 12,280 shares — an estimated $229K sold.

Steel Grove Capital Advisors first reported a position in FFC in Q2 2013 and held it in 8 quarters. The position peaked at $311K in Q2 2013. 78 funds tracked by Wall St. Rank hold FFC as of Q3 2015.

Steel Grove Capital Advisors reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q3 2015 after selling out during the quarter.
Steel Grove Capital Advisors sold 12,280 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q3 2015, an estimated $229K.
Steel Grove Capital Advisors first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2013 and held it in 8 quarters.
Steel Grove Capital Advisors's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $311K in Q2 2013.
78 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q3 2015.

Based on Steel Grove Capital Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.