CIA
FFC

Capital Investment Advisors’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Capital Investment Advisors’s Portfolio FFC Stock Details FFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q1 		– Sell
-18,996
Closed -$381K – 438
2015
Q4 		$381K Buy
18,996
+8
+0% +$159 0.04% 292
2015
Q3 		$356K Buy
18,988
+291
+2% +$5.44K 0.04% 274
2015
Q2 		$349K Sell
18,697
-400
-2% -$8.12K 0.04% 285
2015
Q1 		$388K Sell
19,097
-2,105
-10% -$43.1K 0.04% 274
2014
Q4 		$404K Buy
21,202
+70
+0.3% +$1.41K 0.04% 264
2014
Q3 		$408K Buy
21,132
+40
+0.2% +$772 0.05% 248
2014
Q2 		$413K Buy
21,092
+1,575
+8% +$31.3K 0.05% 253
2014
Q1 		$375K Buy
19,517
+3,170
+19% +$58.7K 0.05% 270
2013
Q4 		$286K Buy
+16,347
New +$289K 0.04% 298

Other funds holding FFC

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
CCM
Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return