Concert Wealth Management’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Concert Wealth Management’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-10,445	Closed	-$217K	–	622
2016 Q3	$217K	Sell	10,445 -600	-5%	-$12.9K	0.03%	612
2016 Q2	$238K	Hold	11,045	–	–	0.03%	541
2016 Q1	$224K	Hold	11,045	–	–	0.03%	556
2015 Q4	$221K	Hold	11,045	–	–	0.03%	566
2015 Q3	$207K	Sell	11,045 -750	-6%	-$14K	0.03%	603
2015 Q2	$219K	Hold	11,795	–	–	0.03%	609
2015 Q1	$43K	Buy	11,795 +1,300	+12%	+$26.6K	0.01%	447
2014 Q4	$198K	Hold	10,495	–	–	0.03%	582
2014 Q3	$205K	Hold	10,495	–	–	0.03%	499
2014 Q2	$199K	Hold	10,495	–	–	0.02%	523
2014 Q1	$205K	Sell	10,495 -900	-8%	-$16.7K	0.03%	507
2013 Q4	$202K	Sell	11,395 -1,000	-8%	-$17.7K	0.03%	490
2013 Q3	$227K	Buy	+12,395	New	+$226K	0.03%	449

Other funds holding FFC

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Concert Wealth Management's FFC Position: Q4 2016 in Review

Concert Wealth Management sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q4 2016, closing a stake of 10,445 shares — an estimated $217K sold.

Concert Wealth Management first reported a position in FFC in Q3 2013 and held it in 13 quarters. The position peaked at $238K in Q2 2016. 76 funds tracked by Wall St. Rank hold FFC as of Q4 2016.

Concert Wealth Management reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q4 2016 after selling out during the quarter.
Concert Wealth Management sold 10,445 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q4 2016, an estimated $217K.
Concert Wealth Management first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q3 2013 and held it in 13 quarters.
Concert Wealth Management's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $238K in Q2 2016.
76 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2016.

Based on Concert Wealth Management's 13F filing for Q4 2016, filed 10 Feb 2017.