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FCT

First Trust Senior Floating Rate Income Fund II

62 hedge funds and large institutions have $108M invested in First Trust Senior Floating Rate Income Fund II in 2018 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 16 increasing their positions, 21 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

7% more funds holding

Funds holding: 5862 (+4)

5.92% more ownership

Funds ownership: 30.85%36.77% (+5.9%)

2% more capital invested

Capital invested by funds: $106M → $108M (+$1.89M)

24% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 21

Holders
62
Holders Change
+4
Holders Change %
+6.9%
% of All Funds
1.38%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
16
Reduced
21
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GRP
51
Global Retirement Partners
California
$60K +$669 +56 +1%
AG
52
Advisor Group
Arizona
$56K +$53.2K +4,451 +890%
QCIG
53
Quad-Cities Investment Group
Iowa
$33K +$382 +32 +1%
AA
54
AlphaMark Advisors
Kentucky
$32K
HNB
55
Huntington National Bank
Ohio
$13K
IA
56
IFP Advisors
Florida
$12K -$2.15K -180 -14%
CFN
57
Cordasco Financial Network
Florida
$12K
BFEC
58
Benjamin F. Edwards & Company
Missouri
$11K -$40.8K -3,418 -77%
RCAG
59
Rehmann Capital Advisory Group
Michigan
$6.39K +$96 +8 +1%
Citigroup
60
Citigroup
New York
$5K -$55.9K -4,679 -92%
APA
61
American Portfolios Advisors
New York
$3.51K
AAMU
62
Amundi Asset Management US
Massachusetts
$1.68K
ASN
63
Advisory Services Network
Georgia
$1K -$2.39K -200 -66%
AFP
64
Ausdal Financial Partners
Iowa
-$1.2M -94,430 Closed
KA
65
Klingman & Associates
New York
-$920K -72,316 Closed
CWM
66
Cornerstone Wealth Management
Missouri
-$2.37M -31,431 Closed
CA
67
Cetera Advisors
Colorado
-$344K -27,015 Closed
PAG
68
Private Advisor Group
New Jersey
-$186K -14,619 Closed
PCM
69
Penserra Capital Management
California
-$178K -14,013 Closed
Bank of Montreal
70
Bank of Montreal
Ontario, Canada
-$168K -13,231 Closed
AI
71
Atria Investments
North Carolina
-$158K -12,436 Closed
HH
72
Hilltop Holdings
Texas
-$141K -11,075 Closed
SWP
73
Stratos Wealth Partners
Ohio
-$91K -7,162 Closed
SWM
74
SeaCrest Wealth Management
New York
-$47K -3,720 Closed
CPIG
75
Chicago Partners Investment Group
Illinois
-$44K -3,664 Closed

FCT Hedge Fund Activity: Q4 2018 in Review

62 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate Income Fund II (FCT) for Q4 2018, worth a combined $108M — up 1.8% from $106M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FCT positions and 12 closed out — a net gain of 5 holders — while 16 added to existing stakes and 21 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $4.33M. The largest seller was Cornerstone Wealth Management, exiting entirely with an estimated $2.37M sold.

  • 62 institutional investors held First Trust Senior Floating Rate Income Fund II (FCT) as of Q4 2018, up from 58 in Q3 2018.
  • Funds reported $108M of First Trust Senior Floating Rate Income Fund II stock for Q4 2018, up 1.8% quarter-over-quarter.
  • 17 funds opened new First Trust Senior Floating Rate Income Fund II positions in Q4 2018 and 12 closed out, a net change of +5 holders.
  • The largest First Trust Senior Floating Rate Income Fund II buyer in Q4 2018 was Rivernorth Capital Management, an estimated $4.33M added.
  • The largest First Trust Senior Floating Rate Income Fund II seller in Q4 2018 was Cornerstone Wealth Management, an estimated $2.37M sold.

Based on aggregated 13F filings for Q4 2018.