FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

62 hedge funds and large institutions have $108M invested in First Trust Senior Floating Rate Income Fund II in 2018 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 16 increasing their positions, 21 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
+4
Holders Change %
+6.9%
% of All Funds
1.38%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
16
Reduced
21
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
+$4.05M
2
SIA
Sit Investment Associates
Minnesota
+$3.84M
3
SCM
Saba Capital Management
New York
+$3.33M
4
RVPG
Relative Value Partners Group
+$1.8M
5
CRC
Curi RMB Capital
Illinois
+$1.5M

Top Sellers

1
CWM
Cornerstone Wealth Management
Missouri
-$2.37M
2
Morgan Stanley
Morgan Stanley
New York
-$1.58M
3
AFP
Ausdal Financial Partners
Iowa
-$1.2M
4
KA
Klingman & Associates
New York
-$920K
5
Bank of America
Bank of America
North Carolina
-$368K
Name Holding Trade Value Shares
Change 		Shares
Change %
GRP
51
Global Retirement Partners
California
$60K +$622 +56 +1%
AG
52
Advisor Group
Arizona
$56K +$50.3K +4,451 +890%
QCIG
53
Quad-Cities Investment Group
Iowa
$33K +$356 +32 +1%
AA
54
AlphaMark Advisors
Kentucky
$32K – – –
HNB
55
Huntington National Bank
Ohio
$13K -$21K – –
IA
56
IFP Advisors
Florida
$12K -$1.99K -180 -14%
CFN
57
Cordasco Financial Network
Florida
$12K – – –
BFEC
58
Benjamin F. Edwards & Company
Missouri
$11K -$37.6K -3,418 -77%
RCAG
59
Rehmann Capital Advisory Group
Michigan
$6.39K +$90 +8 +1%
Citigroup
60
Citigroup
New York
$5K -$57.8K -4,679 -92%
APA
61
American Portfolios Advisors
New York
$3.51K – – –
AAMU
62
Amundi Asset Management US
Massachusetts
$1.68K – – –
ASN
63
Advisory Services Network
Georgia
$1K -$1.96K -200 -66%
AFP
64
Ausdal Financial Partners
Iowa
– -$1.2M -94,430 Closed
KA
65
Klingman & Associates
New York
– -$920K -72,316 Closed
CWM
66
Cornerstone Wealth Management
Missouri
– -$2.37M -31,431 Closed
CA
67
Cetera Advisors
Colorado
– -$344K -27,015 Closed
PAG
68
Private Advisor Group
New Jersey
– -$186K -14,619 Closed
PCM
69
Penserra Capital Management
California
– -$178K -14,013 Closed
Bank of Montreal
70
Bank of Montreal
Ontario, Canada
– -$168K -13,231 Closed
AI
71
Atria Investments
North Carolina
– -$158K -12,436 Closed
HH
72
Hilltop Holdings
Texas
– -$141K -11,075 Closed
SWP
73
Stratos Wealth Partners
Ohio
– -$91K -7,162 Closed
SWM
74
SeaCrest Wealth Management
New York
– -$47K -3,720 Closed
CPIG
75
Chicago Partners Investment Group
Illinois
– -$44K -3,664 Closed
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