FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

58 hedge funds and large institutions have $106M invested in First Trust Senior Floating Rate Income Fund II in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 22 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
–
Holders Change %
0%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
18
Reduced
22
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
EIA
Edgemoor Investment Advisors
Maryland
+$2.78M
2
GC
Guggenheim Capital
Illinois
+$712K
3
COLIM
City of London Investment Management
United Kingdom
+$563K
4
WAM
Wolverine Asset Management
Illinois
+$478K
5
DA
Doliver Advisors
Texas
+$371K

Top Sellers

1
CWM
Cornerstone Wealth Management
Missouri
-$820K
2
Bank of America
Bank of America
North Carolina
-$742K
3
NMC
Nine Masts Capital
Hong Kong
-$554K
4
Morgan Stanley
Morgan Stanley
New York
-$500K
5
Invesco
Invesco
Georgia
-$405K
Name Holding Trade Value Shares
Change 		Shares
Change %
WCM
26
Whitener Capital Management
North Carolina
$470K +$22.2K +1,750 +5%
LPL Financial
27
LPL Financial
California
$366K -$44.7K -3,518 -11%
SRC
28
Shufro Rose & Co
New York
$351K +$351K +27,600 New
CA
29
Cetera Advisors
Colorado
$344K +$39.9K +3,130 +13%
CRC
30
Curi RMB Capital
Illinois
$318K +$318K +24,965 New
RJFSA
31
Raymond James Financial Services Advisors
Florida
$316K -$32.8K -2,579 -9%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$251K -$6.8K -537 -3%
JPMorgan Chase & Co
33
JPMorgan Chase & Co
New York
$230K – – –
PAG
34
Private Advisor Group
New Jersey
$186K +$186K +14,619 New
CAN
35
Cetera Advisor Networks
California
$185K -$36.7K -2,895 -17%
VAM
36
Visionary Asset Management
Texas
$183K +$31.8K +2,497 +21%
PCM
37
Penserra Capital Management
California
$178K -$59.3K -4,671 -25%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$168K -$14.7K -1,160 -8%
GWM
39
Geneos Wealth Management
Colorado
$166K +$46.6K +3,673 +39%
LCM
40
Landscape Capital Management
New Jersey
$161K +$161K +12,674 New
AI
41
Atria Investments
North Carolina
$158K -$47.2K -3,715 -23%
UCFA
42
United Capital Financial Advisors
Texas
$151K – – –
HH
43
Hilltop Holdings
Texas
$141K – – –
SWP
44
Stratos Wealth Partners
Ohio
$91K +$91K +7,162 New
GRP
45
Global Retirement Partners
California
$68K +$674 +53 +1%
Citigroup
46
Citigroup
New York
$65K +$35.2K +2,755 +118%
BFEC
47
Benjamin F. Edwards & Company
Missouri
$56K -$23.2K -1,830 -29%
SWM
48
SeaCrest Wealth Management
New York
$47K – – –
CPIG
49
Chicago Partners Investment Group
Illinois
$44K +$26.1K +2,175 +146%
AA
50
AlphaMark Advisors
Kentucky
$37K – – –
1
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