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FCT

First Trust Senior Floating Rate Income Fund II

58 hedge funds and large institutions have $106M invested in First Trust Senior Floating Rate Income Fund II in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 22 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.74% more ownership

Funds ownership: 30.12%30.85% (+0.74%)

0% more funds holding

Funds holding: 5858 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

0% less capital invested

Capital invested by funds: $106M → $106M (-$86K)

18% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 22

Holders
58
Holders Change
Holders Change %
0%
% of All Funds
1.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
18
Reduced
22
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WCM
26
Whitener Capital Management
North Carolina
$470K +$22.3K +1,750 +5%
LPL Financial
27
LPL Financial
California
$366K -$44.8K -3,518 -11%
SRC
28
Shufro Rose & Co
New York
$351K +$352K +27,600 New
CA
29
Cetera Advisors
Colorado
$344K +$39.9K +3,130 +13%
CRC
30
Curi RMB Capital
Illinois
$318K +$318K +24,965 New
RJFSA
31
Raymond James Financial Services Advisors
Florida
$316K -$32.8K -2,579 -9%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$251K -$6.84K -537 -3%
JP Morgan Chase
33
JP Morgan Chase
New York
$230K
PAG
34
Private Advisor Group
New Jersey
$186K +$186K +14,619 New
CAN
35
Cetera Advisor Networks
California
$185K -$36.9K -2,895 -17%
VAM
36
Visionary Asset Management
Texas
$183K +$31.8K +2,497 +21%
PCM
37
Penserra Capital Management
California
$178K -$59.5K -4,671 -25%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$168K -$14.8K -1,160 -8%
GWM
39
Geneos Wealth Management
Colorado
$166K +$46.8K +3,673 +39%
LCM
40
Landscape Capital Management
New Jersey
$161K +$161K +12,674 New
AI
41
Atria Investments
North Carolina
$158K -$47.3K -3,715 -23%
UCFA
42
United Capital Financial Advisors
Texas
$151K
HH
43
Hilltop Holdings
Texas
$141K
SWP
44
Stratos Wealth Partners
Ohio
$91K +$91.2K +7,162 New
GRP
45
Global Retirement Partners
California
$68K +$675 +53 +1%
Citigroup
46
Citigroup
New York
$65K +$35.1K +2,755 +118%
BFEC
47
Benjamin F. Edwards & Company
Missouri
$56K -$23.3K -1,830 -29%
SWM
48
SeaCrest Wealth Management
New York
$47K
CPIG
49
Chicago Partners Investment Group
Illinois
$44K +$27.7K +2,175 +146%
AA
50
AlphaMark Advisors
Kentucky
$37K

FCT Hedge Fund Activity: Q3 2018 in Review

58 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate Income Fund II (FCT) for Q3 2018, worth a combined $106M — down 0.08% from $106M a quarter earlier.

Fund positioning in FCT was balanced in Q3 2018: 8 funds opened new positions, 8 closed out, 18 added to existing stakes and 22 trimmed.

The largest buyer was Edgemoor Investment Advisors, adding an estimated $2.78M. The largest seller was Bank of America, cutting an estimated $743K.

  • 58 institutional investors held First Trust Senior Floating Rate Income Fund II (FCT) as of Q3 2018, unchanged from Q2 2018.
  • Funds reported $106M of First Trust Senior Floating Rate Income Fund II stock for Q3 2018, down 0.08% quarter-over-quarter.
  • 8 funds opened new First Trust Senior Floating Rate Income Fund II positions in Q3 2018 and 8 closed out, a net change of 0 holders.
  • The largest First Trust Senior Floating Rate Income Fund II buyer in Q3 2018 was Edgemoor Investment Advisors, an estimated $2.78M added.
  • The largest First Trust Senior Floating Rate Income Fund II seller in Q3 2018 was Bank of America, an estimated $743K sold.

Based on aggregated 13F filings for Q3 2018.