FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

58 hedge funds and large institutions have $106M invested in First Trust Senior Floating Rate Income Fund II in 2018 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 19 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
+6
Holders Change %
+11.54%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
17
Reduced
19
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CWM
Cornerstone Wealth Management
Missouri
+$3.37M
2
EIA
Edgemoor Investment Advisors
Maryland
+$2.38M
3
PCM
Peak Capital Management
Colorado
+$1.88M
4
Bank of America
Bank of America
North Carolina
+$1.74M
5
NMC
Nine Masts Capital
Hong Kong
+$554K

Top Sellers

1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
-$2.43M
2
Morgan Stanley
Morgan Stanley
New York
-$1.47M
3
AGA
Accuvest Global Advisors
Utah
-$771K
4
Invesco
Invesco
Georgia
-$557K
5
AAM
Advisors Asset Management
Colorado
-$544K
Name Holding Trade Value Shares
Change 		Shares
Change %
RJFSA
26
Raymond James Financial Services Advisors
Florida
$352K -$1.45K -113 -0.4%
CA
27
Cetera Advisors
Colorado
$308K +$308K +23,885 New
SRC
28
Shufro Rose & Co
New York
$297K -$306K – –
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$270K +$270K +20,998 New
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$268K – – –
PCM
31
Penserra Capital Management
California
$240K +$60K +4,671 +33%
JPMorgan Chase & Co
32
JPMorgan Chase & Co
New York
$233K – – –
CAN
33
Cetera Advisor Networks
California
$224K +$224K +17,500 New
BlackRock
34
BlackRock
New York
$212K +$212K +16,523 New
AI
35
Atria Investments
North Carolina
$208K +$17.6K +1,367 +9%
COLIM
36
City of London Investment Management
United Kingdom
$194K -$190K -14,800 -49%
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$185K -$6.18K -481 -3%
VAM
38
Visionary Asset Management
Texas
$153K +$18.7K +1,455 +14%
UCFA
39
United Capital Financial Advisors
Texas
$152K – – –
HH
40
Hilltop Holdings
Texas
$142K – – –
MML Investors Services
41
MML Investors Services
Massachusetts
$140K -$426K -33,070 -75%
DA
42
Doliver Advisors
Texas
$135K +$135K +10,480 New
GWM
43
Geneos Wealth Management
Colorado
$121K +$29.6K +2,306 +32%
AA
44
Apriem Advisors
California
$109K +$109K +8,500 New
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
$84K -$5.14K -399 -6%
BFEC
46
Benjamin F. Edwards & Company
Missouri
$80K -$9K -703 -10%
GRP
47
Global Retirement Partners
California
$68K +$643 +50 +1%
SWM
48
SeaCrest Wealth Management
New York
$48K +$18.7K +1,446 +64%
AA
49
AlphaMark Advisors
Kentucky
$37K – – –
QCIG
50
Quad-Cities Investment Group
Iowa
$37K +$37K +2,901 New
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2
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